MEPS
Medical Provider Component
Annual Methodology Report
Deliverable Number: 36.2
Version 1.0
April 2012
Submitted to:
Agency for Healthcare Research and Quality
540 Gaither Road
Rockville, Maryland 20850
Submitted by:
Westat
1650 Research Boulevard
Rockville, Maryland 20850-3195
301-251-1500
RTI Project Number 0211755.001
AHRQ Contract Number HHSA290200810009C
Final
Table of Contents
1. Introduction
2. Preparations for the 2009 MPC
2.1 Sample Preparations
2.1.1 Sample files in the 2009
2.1.2 Schedule of Delivery from Household Component
2.2 Sample Maintenance
2.2.1 Contact Groups
2.2.2 Fielding the 2009 MPC Sample
2.2.3 Provider Type Classification
2.2.4 Priority Codes
2.3 Integrated Data Collection System
2.3.1 Objectives of moving from paper to computer assisted system
2.3.2 Components of the Integrated Data Collection System
2.4 Enhanced Security Network
2.5 Training
3. Data Collection
3.1 Provider Recruitment and Data Collection Procedures
3.1.1 Hospitals
3.1.2 Institutions
3.1.3 Office Based Doctors (OBDs)
3.1.4 Home Health Providers
3.1.5 Pharmacy
3.1.6 Separately Billing Doctors (SBDs)
3.2 Data Abstraction
3.3 Coding Text Fields Collected in the 2009 MPC
3.4 Data Collection Schedule
3.5 Post Data Collection Editing and Reabstraction
3.6 Data Collection Results
3.6.1 Response Rates
3.6.2 Refusal Conversion
3.6.3 Components of MPC Data Collection
3.6.4 Timing
Table 2-1 Summary of Design Factors in the Household Component, 2007-2009
Table 2-2 MPC sample sizes for data years 2006-2008
Table 3-1 Percent of Participating Contact Groups that Provided Records
Table 3-2 2009 MPC Data Collection Schedule
Table 3-3 Pairs and Events Selected for Review
Table 3-4 Provider-Level Response Rates, MPC 2008 and 2009
Table 3-5 Pair-level response rates, MPC 2008 and 2009
Table 3-6 SBD Node-Level Response Rate
Table 3-7 Refusal Conversion Outcomes: Final Disposition of Contact Groups Initially Coded as Refusal, 2009 MPC
Figure 3-1 Hospital providers: Response factors over time
Figure 3-2 Office-Based providers: Response factors over time
Figure 3-3 SBD providers: Response factors over time
Figure 3-4 Pharmacy providers: Response factors over time
Table 3-8 Hours per Completed Pair, 2006-2009
Table B-1 MPC Sample Sizes, Provider Level, 1996-2009
Table B-2 MPC Sample Sizes, Pair Level, 1996-2009
Table B-3 MPC Data Collection Results, Provider Level, 1996-2009
Table B-4 MPC Data Collection Results, Pair Level, 1996-2009
Methodology Report #27
March 2013
Prepared for
Agency for Healthcare Research and Quality
Karen E. Davis
AHRQ, Center for Financing, Access & Cost Trends
540 Gaither Road
Rockville, MD 20850
Table of
Contents
Return To Table Of Contents
1. Introduction
Return To Table Of Contents
2. Preparations for the 2009 MPC
Return To Table Of Contents
3. Data Collection
Table 3-2. 2009 MPC Data Collection Schedule
Provider Type |
Start of first MPC wave |
Start of last MPC Wave |
End of MPC data collection |
Number of Waves |
Total Weeks |
Hospital |
Small |
03/15/2010 |
07/29/2010 |
11/30/2010 |
2 |
37 |
Medium/Large |
06/14/2010 |
07/29/2010 |
11/30/2010 |
2 |
24 |
Office-Based Doctors |
03/01/2010 |
07/29/2010 |
11/30/2010 |
2 |
39 |
Institution |
09/17/2010 |
09/17/2010 |
11/30/2010 |
2 |
11 |
Home Health Agencies |
09/17/2010 |
09/17/2010 |
11/30/2010 |
2 |
11 |
Pharmacies |
07/29/2010 |
07/29/2010 |
12/17/2010 |
4 |
20 |
SBDs |
12/08/2010 |
01/15/2011 |
04/30/2011 |
2 |
20 |
Return To Table Of Contents
Table 3-3. Pairs and Events Selected for Review
|
Pairs |
Events |
Hospital inpatient events where payment was "0" or "Missing" |
2,472 |
11,477 |
Samples of other events where payment was "0" or "Missing" |
OBD events with adjustment/discount mentioned in one or more events (random selection of 100 pairs) |
100 |
584 |
OBD events with no mention of adjustment/discount in one or more events (random selection 100 of pairs) |
100 |
400 |
Hospital events not reviewed for another reasons (random selection of 100 pairs) |
100 |
334 |
Outpatient or OBD events where charges were greater than $7,500 |
707 |
3,563 |
Total |
3,479 |
16,358 |
Table 3-4. Provider-Level Response Rates, MPC 2008 and 2009
Provider |
Initial sample after subsampling |
Final eligible sample |
Response rate |
Refusal rate |
Other nonresponse rate |
2008 |
Hospitals |
5,126 |
4,776 |
0.946 |
0.022 |
0.035 |
Office-based providers |
10,762 |
9,533 |
0.891 |
0.067 |
0.054 |
HMOs |
243 |
198 |
0.970 |
- |
0.031 |
Home care providers |
498 |
446 |
0.901 |
0.077 |
0.032 |
Institutions |
77 |
72 |
0.944 |
0.097 |
0.066 |
SBDs |
19,262 |
11,364 |
0.860 |
0.097 |
0.066 |
Pharmacies |
7,799 |
7,026 |
0.756 |
0.271 |
0.050 |
Total |
43,767 |
33,415 |
2009 |
Hospitals |
7,391 |
6,440 |
0.890 |
0.012 |
0.098 |
Office-based providers |
10,234 |
9,150 |
0.801 |
0.003 |
0.227 |
HMOs |
NA |
NA |
-
| -
| - |
Home care providers |
664 |
603 |
0.861 |
0.053 |
0.086 |
Institutions |
105 |
101 |
0.921 |
0.030 |
0.050 |
SBDs |
24,208 |
19,874 |
0.683 |
0.081 |
0.236 |
Pharmacies |
8,935 |
7,949 |
0.689 |
0.050 |
0.262 |
Total |
52,747
|
45,327
|
Table 3-5. Pair-level response rates, MPC 2008 and 2009
Patient-provider pair |
Initial sample after subsampling |
Final eligible sample |
Response rate |
Refusal rate |
Other nonresponse rate |
2008 |
Hospitals |
10,672 |
9,600 |
0.943 |
0.026 |
.0340 |
Office-based providers |
13,917 |
12,281 |
0.884 |
0.077 |
0.054 |
HMOs |
572 |
449 |
0.958 |
0.002 |
0.042 |
Home care providers
|
564 |
502 |
0.902 |
0.077 |
0.031 |
Institutions |
80 |
75 |
0.947 |
0.042 |
0.014 |
SBDs |
27,498 |
16,144 |
0.846 |
0.133 |
0.049 |
Pharmacies |
19,678 |
17,038 |
0.706 |
0.356 |
0.060 |
Total |
72,981 |
56,089 |
2009 |
Hospitals |
14,199 |
12,276 |
0.877 |
0.014 |
0.109 |
Office-based providers |
13,386 |
11,956 |
0.798 |
0.055 |
0.136 |
HMOs |
601 |
601 |
- |
- |
- |
Home care providers |
728 |
656 |
0.854 |
0.055 |
0.087 |
Institutions |
113 |
109 |
0.927 |
0.028 |
0.046 |
SBDs |
27,480 |
22,417 |
0.683 |
0.084 |
0.233 |
Pharmacies |
22,587 |
19,683 |
0.632 |
0.260 |
0.108 |
Total |
78,493 |
67,097 |
Finally, Table 3-6 displays the node-level response rates
among SBDs. A “node” in the SBD data collection refers to the unique combination
of hospital provider, patient, event type, event date, and SBD. As compared with
provider and pair level response rates, the node response rate is a more
granular way to measure the amount of information collected about expenditures
related to SBD services.
The 2009 SBD data collection resulted in a much lower
eligibility rate than in the 2008 MPC. This is very likely due to the
reabstraction effort which is described in the previous section.
Table 3-6. SBD Node-Level Response Rate
|
2008 |
2009 |
Total nodes |
62,903 |
58,200 |
Out-of-scope |
34,332 |
18,266 |
Net eligible |
28,571 |
39,934 |
Complete |
22,441 |
21,265 |
Nonresponse |
6,130 |
2,099 |
Eligibility rate |
0.454 |
0.686 |
Completion rate |
0.785 |
0.533 |
Return To Table Of Contents
3.6.2 Refusal Conversion
Table 3-7 provides additional information about
refusal conversion. The analytic unit in this table is contact group. Each
contact group may include multiple providers. The final column in this table
displays the percent of initial refusals that were converted to a complete or
partially complete group. Over three quarters (75.9%) of hospital contact groups
were converted from initial refusal to complete; the conversion rate for OBD
groups is 41.3%; Home health groups is 44.4%; Pharmacy (corporate and
non-corporate) is 35.4%; and 29.4% for SBD contact group.
Return To Table Of Contents
3.6.3 Components of MPC Data Collection
Figures 3-1 through 3-4 summarize major
components of the MEPS MPC data collection for the history of the survey for
hospitals, OBDs, SBDs, and pharmacies (corporate and non-corporate). Following
the practice of earlier years, these graphs present data at the provider level.
Each graph displays:
- Sample size, as a proportion of the sample
field in 2002
- Sample eligibility rate,
- Final completion rate, and
- Final refusal.
Table 3-7. Refusal Conversion Outcomes: Final Disposition of Contact Groups Initially Coded as Refusal, 2009 MPC
|
|
|
Final Disposition of Ever Coded Refusal |
Contact Group Provider Type |
Initial Sample1 |
Ever coded refusal |
Ineligible
| Final Refusal
| Other Nonresponse |
Complete |
| N
| N
| Pct of Initial Sample
| Pct of Ever Coded Refusal
| N
| Pct of Ever Coded Refusal
| N
| Pct of Ever Coded Refusal
| N
| Pct of Ever Coded Refusal
| N
| Pct of Ever Coded Refusal |
Hospital |
4,298 |
299 |
7.0% |
100.0% |
6 |
2.0% |
41 |
13.7% |
25 |
8.4% |
227 |
75.9% |
Office-based |
8,635 |
876 |
10.1% |
100.0% |
20 |
2.3% |
323 |
36.9% |
171 |
19.5% |
362 |
41.3% |
Home Health |
624 |
36 |
5.8% |
100.0% |
1 |
2.8% |
16 |
44.4% |
3 |
8.3% |
16 |
44.4% |
Pharmacy |
2,783 |
161 |
5.8% |
100.0% |
9 |
5.6% |
64 |
39.8% |
31 |
19.3% |
57 |
35.4% |
SBDs |
16,718 |
1423 |
8.5% |
100.0% |
91 |
6.4% |
634 |
44.6% |
280 |
19.7% |
418 |
29.4% |
Note counts in this table are of contact groups, not individual providers. |

Year |
1996 |
1997 |
1998 |
1999 |
2000 |
2001 |
2002 |
2003 |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
Sample Rel to 2002 |
0.526 |
0.658 |
0.513 |
0.519 |
0.548 |
0.822 |
1.000 |
0.882 |
0.897 |
0.885 |
0.867 |
0.842 |
0.755 |
1.018 |
Eligibility
Rate |
0.023 |
-0.024 |
0.064 |
0.068 |
0.078 |
0.074 |
0.067 |
0.074 |
0.069 |
0.076 |
0.068 |
0.067 |
0.068 |
0.129 |
Completion
Rate |
0.951 |
0.894 |
0.939 |
0.926 |
0.910 |
0.912 |
0.900 |
0.898 |
0.920 |
0.931 |
0.941 |
0.944 |
0.946 |
0.890 |
Final
Refusal Rate |
0.021 |
0.058 |
0.025 |
0.036 |
0.037 |
0.038 |
0.048 |
0.047 |
0.027 |
0.026 |
0.022 |
0.023 |
0.022 |
0.012 |

Year | 1996 |
1997 |
1998 |
1999 |
2000 |
2001 |
2002 |
2003 |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
Sample
Rel to 2002 |
0.568 |
0.516 |
0.539 |
0.592 |
0.818 |
1.324 |
1.000 |
1.011 |
1.324 |
1.238 |
0.884 |
0.988 |
0.698 |
0.670 |
Eligibility
Rate |
0.256 |
0.271 |
0.125 |
0.122 |
0.138 |
0.125 |
0.103 |
0.101 |
0.106 |
0.107 |
0.105 |
0.117 |
0.114 |
0.106 |
Completion
Rate |
0.881 |
0.871 |
0.861 |
0.888 |
0.864 |
0.850 |
0.837 |
0.835 |
0.864 |
0.859 |
0.869 |
0.875 |
0.891 |
0.801 |
Final
Refusal Rate |
0.069 |
0.053 |
0.043 |
0.053 |
0.071 |
0.069 |
0.097 |
0.095 |
0.076 |
0.086 |
0.074 |
0.077 |
0.067 |
0.003 |

Year |
1996 |
1997 |
1998 |
1999 |
2000 |
2001 |
2002 |
2003 |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
Sample
Rel to 2002 |
0.623 |
0.379 |
0.551 |
0.521 |
0.503 |
0.922 |
1.000 |
0.870 |
0.946 |
0.928 |
0.931 |
0.888 |
0.813 |
1.018 |
Eligibility
Rate |
0.300 |
0.659 |
0.280 |
0.318 |
0.370 |
0.376 |
0.346 |
0.347 |
0.342 |
0.345 |
0.384 |
0.361 |
0.410 |
0.179 |
Completion
Rate |
0.949 |
0.885 |
0.862 |
0.842 |
0.840 |
0.795 |
0.773 |
0.828 |
0.840 |
0.846 |
0.823 |
0.874 |
0.860 |
0.683 |
Final
Refusal Rate |
0.042 |
0.104 |
0.063 |
0.061 |
0.065 |
0.094 |
0.121 |
0.104 |
0.076 |
0.075 |
0.111 |
0.072 |
0.097 |
0.081 |

Year |
1996 |
1997 |
1998 |
1999 |
2000 |
2001 |
2002 |
2003 |
2004 |
2005 |
2006 |
2007 |
2008 |
2009 |
Sample
Rel to 2002 |
0.574 |
0.791 |
0.558 |
0.546 |
0.556 |
0.878 |
1.000 |
0.874 |
0.827 |
0.817 |
0.808 |
0.837 |
0.758 |
1.018 |
Eligibility
Rate |
0.129 |
0.145 |
0.099 |
0.113 |
0.106 |
0.107 |
0.091 |
0.088 |
0.110 |
0.099 |
0.116 |
0.100 |
0.099 |
0.110 |
Completion
Rate |
0.722 |
0.700 |
0.838 |
0.822 |
0.820 |
0.761 |
0.790 |
0.729 |
0.794 |
0.787 |
0.799 |
0.797 |
0.756 |
0.689 |
Final
Refusal Rate |
0.061 |
0.068 |
0.084 |
0.079 |
0.078 |
0.113 |
0.122 |
0.200 |
0.159 |
0.167 |
0.149 |
0.165 |
0.271 |
0.050 |
These figures indicate that the sample size for
these providers is large relative to recent years of the MPC. The eligibility
rate for hospitals, OBDs, and pharmacies is consistent with recent years,
however the eligibility rate for SBD is lower. As noted above, the completion
rate for all provider types is lower than recent years of the MPC.
Return To Table Of Contents
3.6.4 Timing
Hours per completed pair is displayed in Table
3-8. These figures include both telephone and hard copy record abstraction as
well as recruiting efforts.
Table 3-8. Hours per Completed Pair, 2006—2009 MPC |