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MEPS Medical Provider Component
Annual Methodology Report

Deliverable Number: 36.2
Version 1.0
April 2012

Submitted to:
Agency for Healthcare Research and Quality
540 Gaither Road
Rockville, Maryland 20850

Submitted by:
Westat
1650 Research Boulevard
Rockville, Maryland 20850-3195
301-251-1500

RTI Project Number 0211755.001

AHRQ Contract Number HHSA290200810009C

Final


Table of Contents

1. Introduction
2. Preparations for the 2009 MPC
2.1 Sample Preparations
2.1.1 Sample files in the 2009
2.1.2 Schedule of Delivery from Household Component
2.2 Sample Maintenance
2.2.1 Contact Groups
2.2.2 Fielding the 2009 MPC Sample
2.2.3 Provider Type Classification
2.2.4 Priority Codes
2.3 Integrated Data Collection System
2.3.1 Objectives of moving from paper to computer assisted system
2.3.2 Components of the Integrated Data Collection System
2.4 Enhanced Security Network
2.5 Training
3. Data Collection
3.1 Provider Recruitment and Data Collection Procedures
3.1.1 Hospitals
3.1.2 Institutions
3.1.3 Office Based Doctors (OBDs)
3.1.4 Home Health Providers
3.1.5 Pharmacy
3.1.6 Separately Billing Doctors (SBDs)
3.2 Data Abstraction
3.3 Coding Text Fields Collected in the 2009 MPC
3.4 Data Collection Schedule
3.5 Post Data Collection Editing and Reabstraction
3.6 Data Collection Results
3.6.1 Response Rates
3.6.2 Refusal Conversion
3.6.3 Components of MPC Data Collection
3.6.4 Timing
Table 2-1 Summary of Design Factors in the Household Component, 2007-2009
Table 2-2 MPC sample sizes for data years 2006-2008
Table 3-1 Percent of Participating Contact Groups that Provided Records
Table 3-2 2009 MPC Data Collection Schedule
Table 3-3 Pairs and Events Selected for Review
Table 3-4 Provider-Level Response Rates, MPC 2008 and 2009
Table 3-5 Pair-level response rates, MPC 2008 and 2009
Table 3-6 SBD Node-Level Response Rate
Table 3-7 Refusal Conversion Outcomes: Final Disposition of Contact Groups Initially Coded as Refusal, 2009 MPC
Figure 3-1 Hospital providers: Response factors over time
Figure 3-2 Office-Based providers: Response factors over time
Figure 3-3 SBD providers: Response factors over time
Figure 3-4 Pharmacy providers: Response factors over time
Table 3-8 Hours per Completed Pair, 2006-2009
Table B-1 MPC Sample Sizes, Provider Level, 1996-2009
Table B-2 MPC Sample Sizes, Pair Level, 1996-2009
Table B-3 MPC Data Collection Results, Provider Level, 1996-2009
Table B-4 MPC Data Collection Results, Pair Level, 1996-2009

Methodology Report #27

March 2013

Prepared for

Agency for Healthcare Research and Quality

Karen E. Davis

AHRQ, Center for Financing, Access & Cost Trends

540 Gaither Road

Rockville, MD  20850


Table of Contents

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1. Introduction

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2. Preparations for the 2009 MPC

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3. Data Collection

Table 3-2. 2009 MPC Data Collection Schedule

Provider Type Start of first MPC wave Start of last MPC Wave End of MPC data collection Number of Waves Total Weeks
Hospital
  Small 03/15/2010 07/29/2010 11/30/2010 2 37
  Medium/Large 06/14/2010 07/29/2010 11/30/2010 2 24
Office-Based Doctors 03/01/2010 07/29/2010 11/30/2010 2 39
Institution 09/17/2010 09/17/2010 11/30/2010 2 11
Home Health Agencies 09/17/2010 09/17/2010 11/30/2010 2 11
Pharmacies 07/29/2010 07/29/2010 12/17/2010 4 20
SBDs 12/08/2010 01/15/2011 04/30/2011 2 20

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Table 3-3. Pairs and Events Selected for Review

Pairs Events
Hospital inpatient events where payment was "0" or "Missing" 2,472 11,477
Samples of other events where payment was "0" or "Missing"
  OBD events with adjustment/discount mentioned in one or more events (random
   selection of 100 pairs)
100 584
  OBD events with no mention of adjustment/discount in one or more events (random
   selection 100 of pairs)
100 400
   Hospital events not reviewed for another reasons (random selection of 100 pairs) 100 334
Outpatient or OBD events where charges were greater than $7,500 707 3,563
Total 3,479 16,358

 

Table 3-4. Provider-Level Response Rates, MPC 2008 and 2009


Provider Initial sample
after
subsampling
Final eligible sample Response rate Refusal rate Other
nonresponse rate
2008
  Hospitals 5,126 4,776 0.946 0.022 0.035
  Office-based providers 10,762 9,533 0.891 0.067 0.054
  HMOs 243 198 0.970 -   0.031
  Home care providers 498 446 0.901 0.077 0.032
  Institutions 77 72 0.944 0.097 0.066
  SBDs 19,262 11,364 0.860 0.097 0.066
  Pharmacies 7,799 7,026 0.756 0.271 0.050
Total 43,767 33,415
2009
  Hospitals 7,391 6,440 0.890 0.012 0.098
  Office-based providers 10,234 9,150 0.801 0.003 0.227
  HMOs NA NA - - -
  Home care providers 664 603 0.861 0.053 0.086
  Institutions 105 101 0.921 0.030 0.050
  SBDs 24,208 19,874 0.683 0.081 0.236
  Pharmacies 8,935 7,949 0.689 0.050 0.262
Total 52,747 45,327

Table 3-5. Pair-level response rates, MPC 2008 and 2009



Patient-provider pair Initial sample after subsampling Final eligible sample Response rate Refusal rate Other nonresponse rate
2008
Hospitals 10,672 9,600 0.943 0.026 .0340
Office-based providers 13,917 12,281 0.884 0.077 0.054
HMOs 572 449 0.958 0.002 0.042
Home care providers 564 502 0.902 0.077 0.031
Institutions 80 75 0.947 0.042 0.014
SBDs 27,498 16,144 0.846 0.133 0.049
Pharmacies 19,678 17,038 0.706 0.356 0.060
Total 72,981 56,089
2009
Hospitals 14,199 12,276 0.877 0.014 0.109
Office-based providers 13,386 11,956 0.798 0.055 0.136
HMOs 601 601 - - -
Home care providers 728 656 0.854 0.055 0.087
Institutions 113 109 0.927 0.028 0.046
SBDs 27,480 22,417 0.683 0.084 0.233
Pharmacies 22,587 19,683 0.632 0.260 0.108
Total 78,493 67,097

Finally, Table 3-6 displays the node-level response rates among SBDs. A “node” in the SBD data collection refers to the unique combination of hospital provider, patient, event type, event date, and SBD. As compared with provider and pair level response rates, the node response rate is a more granular way to measure the amount of information collected about expenditures related to SBD services.

The 2009 SBD data collection resulted in a much lower eligibility rate than in the 2008 MPC. This is very likely due to the reabstraction effort which is described in the previous section.

Table 3-6. SBD Node-Level Response Rate

2008 2009
Total nodes 62,903 58,200
Out-of-scope 34,332 18,266
Net eligible 28,571 39,934
Complete 22,441 21,265
Nonresponse 6,130 2,099
Eligibility rate 0.454 0.686
Completion rate 0.785 0.533

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3.6.2 Refusal Conversion

Table 3-7 provides additional information about refusal conversion. The analytic unit in this table is contact group. Each contact group may include multiple providers. The final column in this table displays the percent of initial refusals that were converted to a complete or partially complete group. Over three quarters (75.9%) of hospital contact groups were converted from initial refusal to complete; the conversion rate for OBD groups is 41.3%; Home health groups is 44.4%; Pharmacy (corporate and  non-corporate) is 35.4%; and 29.4% for SBD contact group.

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3.6.3 Components of MPC Data Collection

Figures 3-1 through 3-4 summarize major components of the MEPS MPC data collection for the history of the survey for hospitals, OBDs, SBDs, and pharmacies (corporate and non-corporate). Following the practice of earlier years, these graphs present data at the provider level. Each graph displays:

  • Sample size, as a proportion of the sample field in 2002
  • Sample eligibility rate,
  • Final completion rate, and
  • Final refusal.

Table 3-7. Refusal Conversion Outcomes: Final Disposition of Contact Groups Initially Coded as Refusal, 2009 MPC

Final Disposition of Ever Coded Refusal
Contact Group Provider Type Initial Sample1

Ever coded refusal Ineligible Final Refusal Other Nonresponse Complete
N N Pct of Initial Sample Pct of Ever Coded Refusal N Pct of Ever Coded Refusal N Pct of Ever Coded Refusal N Pct of Ever Coded Refusal N Pct of Ever Coded Refusal
Hospital 4,298 299 7.0% 100.0% 6 2.0% 41 13.7% 25 8.4% 227 75.9%
Office-based 8,635 876 10.1% 100.0% 20 2.3% 323 36.9% 171 19.5% 362 41.3%
Home Health 624 36 5.8% 100.0% 1 2.8% 16 44.4% 3 8.3% 16 44.4%
Pharmacy 2,783 161 5.8% 100.0% 9 5.6% 64 39.8% 31 19.3% 57 35.4%
SBDs 16,718 1423 8.5% 100.0% 91 6.4% 634 44.6% 280 19.7% 418 29.4%
Note counts in this table are of contact groups, not individual providers.

Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Sample Rel to 2002 0.526 0.658 0.513 0.519 0.548 0.822 1.000 0.882 0.897 0.885 0.867 0.842 0.755 1.018
Eligibility Rate 0.023 -0.024 0.064 0.068 0.078 0.074 0.067 0.074 0.069 0.076 0.068 0.067 0.068 0.129
Completion Rate 0.951 0.894 0.939 0.926 0.910 0.912 0.900 0.898 0.920 0.931 0.941 0.944 0.946 0.890
Final Refusal Rate 0.021 0.058 0.025 0.036 0.037 0.038 0.048 0.047 0.027 0.026 0.022 0.023 0.022 0.012

Year1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Sample Rel to 2002 0.568 0.516 0.539 0.592 0.818 1.324 1.000 1.011 1.324 1.238 0.884 0.988 0.698 0.670
Eligibility Rate 0.256 0.271 0.125 0.122 0.138 0.125 0.103 0.101 0.106 0.107 0.105 0.117 0.114 0.106
Completion Rate 0.881 0.871 0.861 0.888 0.864 0.850 0.837 0.835 0.864 0.859 0.869 0.875 0.891 0.801
Final Refusal Rate 0.069 0.053 0.043 0.053 0.071 0.069 0.097 0.095 0.076 0.086 0.074 0.077 0.067 0.003

Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Sample Rel to 2002 0.623 0.379 0.551 0.521 0.503 0.922 1.000 0.870 0.946 0.928 0.931 0.888 0.813 1.018
Eligibility Rate 0.300 0.659 0.280 0.318 0.370 0.376 0.346 0.347 0.342 0.345 0.384 0.361 0.410 0.179
Completion Rate 0.949 0.885 0.862 0.842 0.840 0.795 0.773 0.828 0.840 0.846 0.823 0.874 0.860 0.683
Final Refusal Rate 0.042 0.104 0.063 0.061 0.065 0.094 0.121 0.104 0.076 0.075 0.111 0.072 0.097 0.081

Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
Sample Rel to 2002 0.574 0.791 0.558 0.546 0.556 0.878 1.000 0.874 0.827 0.817 0.808 0.837 0.758 1.018
Eligibility Rate 0.129 0.145 0.099 0.113 0.106 0.107 0.091 0.088 0.110 0.099 0.116 0.100 0.099 0.110
Completion Rate 0.722 0.700 0.838 0.822 0.820 0.761 0.790 0.729 0.794 0.787 0.799 0.797 0.756 0.689
Final Refusal Rate 0.061 0.068 0.084 0.079 0.078 0.113 0.122 0.200 0.159 0.167 0.149 0.165 0.271 0.050

These figures indicate that the sample size for these providers is large relative to recent years of the MPC. The eligibility rate for hospitals, OBDs, and pharmacies is consistent with recent years, however the eligibility rate for SBD is lower. As noted above, the completion rate for all provider types is lower than recent years of the MPC.

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3.6.4 Timing

Hours per completed pair is displayed in Table 3-8. These figures include both telephone and hard copy record abstraction as well as recruiting efforts.

Table 3-8. Hours per Completed Pair, 2006—2009 MPC

Provider Type
Year Hospital Office-Based Home Health Pharmacy SBD
2006 8.41 3.33 6.53 0.56 3.56
2007 8.01 3.08 6.80 0.51 3.33
2008 8.84 3.77 6.84 0.49 3.24
2009 7.07 4.38 6.39 0.40 2.27

Compared with earlier years, hours per pair in 2009 are lower for hospital and pharmacy pairs and SBD pairs, but higher for Office-Based Doctors.


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Appendix A: Acronyms and Definitions

AF: Authorization Form
AF: Authorization Form
AHRQ: Agency for Healthcare Research and Quality
CMS: Case Management System
Contact Guide: Forms used to collect and manage information about contacts at provider facilities
CS: Control System
DCS: Data Collection Specialist
ESN: Enhanced Security Network, developed my RTI to meet requirements of NIST Moderate Security
Event Forms: Forms used to record information about medical events identified in the HC
HC: Household Component of the MEPS
HIPAA: Health Insurance Portability and Accountability Act
IDCS: Integrated Data Collection System
MEPS: Medical Expenditure Panel Survey
MPC: Medical Provider Component of the MEPS
PHI: Personal Health Information
PII: Personally Identifiable Information
POC: Point of Contact in the provider facility.

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[1] Note that these counts and percentages are based on participation at the contact group level, not individual providers. As noted in section 2, contact groups may consist of multiple providers as, for example, a health care system that may contain several hospitals. Note as well that contact group is a different metric than the concept of “provider wave” reported in previous rounds of the MPC. In a provider wave, a provider is counted one for each wave of the sample in which it is represented. Table 3.1 reports the percentage of contact groups that provided medical and billing records.