Deliverable OP3-5
Version 2.0
June 2021
Prepared for:
Agency for Healthcare Research and Quality
Peter Tice, PhD
AHRQ Project Officer
AHRQ, Center for Financing, Access & Cost Trends
5600 Fishers Lane
Rockville, Maryland 20857
Prepared by:
RTI International
3040 Cornwallis Road
PO Box 12194
Research Triangle Park, NC 27709-2194
RTI Project Number 0215974.003
AHRQ Contract Number HHSA290201300007C
1 Introduction
1.1 Changes from 2018 MPC to 2019 MPCC
2 Preparations for the 2019 MPC
2.1 Sample Preparations
2.1.1 Sample files in the 2019 MPC
2.1.2 MPC Sample Delivery from Household Component
2.2 Sample Maintenance
2.2.1 Contact Groups
2.2.2 Provider Type Classification
2.2.3 Priority Code
2.2.4 Fielding the 2019 MPC Sample
2.3 Integrated Data Collection System
2.3.1 Components of the Integrated Data Collection System
2.4 Enhanced Security Network
2.5 Recruiting and Training
3 Data Collection
3.1 Provider Recruitment and Data Collection Procedures
3.1.1 Hospitals
3.1.2 Institutions
3.1.3 Office Based Doctors (OBDs)
3.1.4 Home Health Providers
3.1.5 Pharmacy
3.1.6 Separately Billing Doctors (SBDs)
3.2 Data Abstraction
3.3 Coding Text Fields Collected in the 2019 MPC
3.4 Data Collection Schedule
3.5 Data Collection Results
3.5.1 Completion Rates
3.5.2 Refusal Conversion
3.5.3 Components of MPC Data Collection
3.5.4 Timing
Appendix A: Acronyms and Definitions
Appendix B: MPC Data Collection Summary Tables
Appendix C: Critical Items
Table 2-1 Household Component Design Features related to the MPC
Table 3-1 Percent of Participating Contact Groups that Provided Records, 2016-2019
Table 3-2 MPC Data Collection Schedule 2016-2019
Table 3-3 Provider-Level Completion Rates, MPC 2016-2019
Table 3-4 Pair-level Completion Rates, MPC 2016-2019
Table 3-5 SBD Node-Level Completion Rate, MPC 2016-2019
Table 3-6 Refusal Conversion Outcomes: MPC 2016-2019
Table 3-7 Hours per Completed Pair, 2016-2019 MPC
Figure 3-1 Hospital providers: Response factors over time
Figure 3-2 Office-Based providers: Response factors over time
Figure 3-3 SBD providers: Response factors over time
Figure 3-4 Pharmacy providers: Response factors over time
Table B-1 MPC Sample Sizes, Provider Level, 1996-2019
Table B-2 MPC Sample Sizes, Pair Level, 1996-2019
Table B-3 MPC Data Collection Results, Provider Level, 1996-2019
Table B-4 MPC Data Collection Results, Pair Level, 1996-2019
The Medical Expenditure Panel Survey (MEPS) has been conducted by the Agency for Healthcare Research and Quality (AHRQ) each year since 1996. MEPS is a set of large-scale surveys of families and individuals, their medical providers, and their employers across the United States. MEPS collects data on specific health services, including frequency of use, costs, and sources of payment for services, and on the cost and scope of health insurance covering U.S. workers.
This report describes the methodology of the 2019 Cycle of the MEPS Medical Provider Component (MPC1) . The MEPS-MPC collects data from Hospitals, Office-Based Doctors, Home Health Agencies, Institutions (such as long-term care facilities) and Pharmacies reported by MEPS Household Component (HC) respondents as well as doctors who provide services for patients in Hospitals but bill separately from the Hospital (referred to as Separately Billing Doctors or SBDs). (See Section 2.1 for additional information about provider types.) The MEPS-HC is conducted by Westat, Inc. and the MEPS-MPC is conducted by RTI International and Social & Scientific Systems, Inc. (SSS, a DLH Holdings Corp. Company).
Each cycle, providers for the MPC sample each year are identified in three rounds of HC data collection for two HC panels (see Table 2-1). Overall the HC panel design features five rounds of interviewing over the course of two full calendar years. The HC collects data from a sample of families and individuals in selected communities across the United States, drawn from a nationally representative subsample of households that participated in the prior year’s National Health Interview Survey (conducted by the National Center for Health Statistics of the Centers for Disease Control and Prevention).
The household interviewscollect detailed information for each person in the household including demographic characteristics, health conditions, health status, use of medical services, charges and source of payments, access to care, satisfaction with care, health insurance coverage, income, and employment. To support the MPC, the HC further collects signed Authorization Forms (AFs) from those respondents who indicated using medical services during the reporing period. These AFs allow the MPC to contact the respondent medical providers to request both the medical record and billing data associated with the reported respondent medical events.
In preparation for the start to the 2019 MPC cycle data collection, recommended Contact Guide and Event Form changes was submitted to AHRQ for review and approval. This included not just the routine change of updating the reference year from 2018 to 2019, but also the movement of the Hopsital, OBD, Home Health, and Institution Event Forms from Hatteras software to Blaise software (following a similar change made to the Pharmacy and SBD Event Forms prior to the 2018 MPC cycle data collction). The move to Blaise necessitated some relatively minor changes in instruments across provider types due to differences between Hatteras and Blaise, such as:
The Contact Guide was also moved from Hatteras software to a custom built windows MVVM .net desktop module, and the various Contact Guide versions for each provider type were consolidated into one. While item wording was retained as much as possible, there were some changes to items due to (a) the change in programs from Hatteras to the desktop module, and (b) the combination of Contact Guides for different provider types into one Contact Guide for all provider types.
Other changes for the 2019 cycle included:
Detailed information about item wording and instrument flow is available in Deliverable OP3-12, MPC 2019 Final Data Collection Instruments.
The onset of the COVID-19 pandemic in the U.S. in mid-March 2020 required the data collection team to substantially alter plans and assumptions to accommodate remote operations that helped ensure the safety and health of project staff. The team transitioned to remote data collection in March, following facility closure. As a result of many state, county, and municipal "stay-at-home" mandates, provider points of contact (POCs) became more difficult to reach and struggled to adapt technologically, overcoming system and fax access issues, staff shortages, and reduced hours onsite, among other impacts. By September 2020, the MPC data collection team's staffing began to stabilize. While most provider POCs had also adjusted to remote work and began to process requests more routinely, there were still lengthy and longer than normal turnaround times for receiving records at the end of the data collection cycle.
Because both the MPC data collection activities and staff at provider organizations were deeply impacted by the upheaval resulting from the national health emergency, the amount of data collected by the MPC was considerably less in calendar year 2020 than is typical. Fewer providers had the staff resources and technology accommodations to participate under the initial COVID-19 circumstances. In particular, participation was negatively impacted among providers with larger numbers of patient-providers pairs, and especially among the OBD providers. An additional impact is that data collected contained fewer than average medical events per patient-provider pair. Also, the addition of new staff to counterbalance attrition experienced in the initial transition from onsite to remote work along with new procedures and systems introduced to accommodate remote work unintentionally but not unexpectedly increased the abstraction error rates above those experienced in a normal cycle, although error rates were maintained beneath the 2% threshold.
Necessary IT system enhancements and overhauls were implemented between April through September that allowed for offsite abstraction and improved records management for remote staff. System enhancements and improvements included:
This section describes the 2019 MPC provider sample and preparations for data collection, including grouping patient-provider pairs by provider, grouping providers for the purpose of contacting facilities, and updating locating information.
Respondents in the HC are asked to identify all medical providers associated with healthcare services received by each member of the household for the reference period associated with the time period of the interview date. Thus, the basic sample unit in the MPC is a patient-provider pair (referred to as a “pair”) where the patient is a member of a household participating in the HC and the provider is identified in the household survey as one associated with a medical event (i.e., an office visit, a Hospital stay or visit to an outpatient or emergency department, a prescription for medicine, or other healthcare event). To facilitate the MPC contacting medical providers household members are asked to sign an Authorization Form (AF) indicating their agreement to allow providers to release medical record and billing information about the event to the MPC. This form is compliant with the Health Insurance Portability and Accountability Act (HIPAA) implemented in 2003.
Within the HC, the term “medical provider” is intended to include any type of practitioner contacted by the household for what the household considers to be healthcare—hospitals, clinics, long-term care institutions, HMOs, medical doctors and doctors of osteopathy, dentists, home care providers, optometrists, podiatrists, chiropractors, psychologists, and other practitioners.
Eligibility for the MPC is restricted to services rendered in a hospital or by a medical doctor or doctor of osteopathy (MD or DO) or under the supervision of a MD or DO. The MPC excludes services provided by dentists, optometrists, psychologists, podiatrists, chiropractors, and other kinds of healthcare practitioners who do not provide care under the supervision of a MD or DO. Care provided by home care agencies is an exception to this criterion; the sample design includes all care provided through a home care agency. Pharmacies reported as sources of prescription medicines obtained by household respondents make up a fifth group of MPC pairs generated from the MEPS-HC. However, the MPC excludes pharmacies that provided durable medical equipment (DME) only and no prescriptions. Finally, additional pairs identified during the MPC data collection as SBDs are identified in medical records obtained from Hospitals and Institutions.
In summary, provider types included in the MPC are:
Hospitals—Providers associated with an inpatient stay as well as hospital outpatient department or emergency room
Institutions—Long-term care providers
Pharmacies—Pharmacies (corporate and non-corporate) where household respondents obtained or purchased prescription medicines
Office-Based Doctors (OBDs)—Physicians
Home Health—Providers associated with care provided in the home of the household respondent, including either healthcare (Health Agencies) or other services excluding healthcare (Non-Health Agencies)
Separately Billing Doctors (SBDs)—Providers added to the MPC sample during abstraction of medical and patient account records of Hospitals and Institutions. Charges and payments for their services are not included in the Hospital or Institution financial records and must be obtained by contacting the offices of the SBDs.
The HC contractor prepared pair data from the computer assisted personal interview (CAPI) survey instrument used in the HC. For Non-Pharmacy pairs, the file includes pairs with eligible dates of utilization (that is, calendar year 2019). In the file for Pharmacy pairs, the events (prescriptions) are not dated. Files for all provider types include the Authorization Forms (AF) signed by the household respondents. AHRQ subsampled OBDs at the HC Reporting Unit (RU) level, and delivered the extracted MPC sample files to RTI. The 2019 MPC OBD subsampling rate was 60%. Table 2-1 summarizes design features of the HC related to the MPC.
Table 2-1. Household Component Design Features related to the MPC
2016 | 2017 | 2018 | 2019 | |||||
---|---|---|---|---|---|---|---|---|
Panel 20, Year 2 (Round 5) |
Panel 21, Year 1 (Round 3) |
Panel 21, Year 2 (Round 5) |
Panel 22, Year 1 (Round 3) |
Panel 21, Year 2 (Round 5) |
Panel 23, Year 1 (Round 3) |
Panel 24, Year 2 (Round 5) |
Panel 24, |
|
No. of PSUs for household sample | 183 | 183 | 183 | 168 | 168 | 143 | 143 | 139 |
No. of household interviews | 7,421 | 7,043 | 6,778 | 6,808 | 6,584 | 6,703 | na 1 | na 1 |
Subsampling of Office-Based Doctors in CAPI | No | No | No | No | No | No | No | No |
Subsampling of Office-Based Doctors after CAPI | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Sources: MEPS Household Component Annual Methodology Report ( July 15, 2020 ) Westat, Inc, Table 1.1 and Table 4.2.
Input to the MPC sample was provided in six separate files.
For the 2019 MPC, Westat extracted the sample files used for inclusion in the MPC sample in four waves. Westat delivered the Pharmacy sample files directly to RTI. The Non-Pharmacy files were first delivered to AHRQ for OBD subsampling and then forwarded to RTI for processing. The waves of sample files were delivered to RTI in January (Wave 1), April (Wave 2), May (Wave 3), and July (Wave 4) of 2020. Wave 3 was supplemental sample that primarily included OBD pairs. The supplemental Wave 3 sample was added to allow for pairs to be more easily completed, given the challenge of reaching some providers during the COVID-19 pandemic. A total of 53,330 pairs were in the 2019 MPC sample derived from the HC; 39,192 (73.5%) in Wave 1 of sample delivery; 6,756 (12.7%) in Wave 2; 2,500 (4.7%) in Wave 3; and 4,882 (9.2%) in Wave 4.
The following data elements were included in the MPC sample in order to identify each pair:
In order to facilitate data collection, RTI sorted providers into contact groups, that is, groups where several providers share the same contact information (e.g., telephone number, practice name, street number, and provider name). Potential groups were carefully reviewed to confirm that grouping was appropriate. In the formation of contact groups, provider identification numbers and other detailed information from the HC were preserved to assure accurate linkages back to the initial sample files. During the MPC data collection, the IDCS enabled contact groups to change as facilities could be restructured, bought out by other entities, or change location of the medical and/or patient account records.
All pairs were assigned to contact groups. A pair was assigned to a contact group first by checking whether the provider in the 2019 MPC sample was in a previous cycle’s MPC sample. If so, the pair was assigned to the provider’s most recent contact group. Providers not found in a previous MPC sample were grouped to form a new contact group based on the provider’s contact information. An automated process grouped pairs by telephone number, address fields, and a SOUNDEX program in SAS to identify similar practice or provider names.
As in prior cycles, before delivery of sampled pairs, Westat checked for duplicate pairs based on unique identification numbers assigned to each person (PERSID) and provider (PROVID). The sample preparation process at RTI included further checking for duplicate pairs by searching the sample files for pairs that had the same PERSID and NPI identifier but a different PROVID. When duplicate pairs were identified, one pair was assigned a code that indicated the pair had been merged. This merged code was used to prevent the pair from being fielded. The other pair was fielded for data collection.
An additional check searched pairs within the same RU for instances where pairs had the same provider telephone number (reasoning that in these situations, providers with the same telephone numbers might be the same individual). Suspected duplicate providers were confirmed through manual review of provider names and addresses and, if associated with the same person, merged as above.
All Veterans Administration (VA) providers were grouped together because of their common organizational structure that makes them significantly different from the other providers in the sample. Once records were receipted, VA providers were assigned to a small group of Hospital abstractors so that they could be worked consistently.
Similarly, HMO providers were grouped together and assigned to a small team to coordinate contacts with common corporate offices rather than with the individual providers. This grouping facilitated efficient contacts for recruiting HMO providers into the study and helped to make records abstraction more consistent and efficient.Provider type classification in the MPC is critically important operationally for several reasons. Because Hospital events are likely to be associated with high expenditures, it is important to track provider type participation to assure that Hospital providers are responsive to the survey. Hospitals are often complex environments, especially for data collection projects, and thus the MPC data collection instruments are designed to assist the data collection staff in dealing with multiple points of contact within the Hospital and with potentially more complicated medical records and patient account information. The MPC Hospital data collection forms are also designed to facilitate the collection of SBD information associated with Hospital events.
Provider type was assigned at both the pair level and the provider level. The initial provider type for the pair was assigned during the HC interview when the household respondent identifies the type of medical events associated with a medical provider. During sample processing, the household provider type is updated. First, labs and dialysis centers, VAproviders, imaging centers, and surgery centers are assigned a Hospital provider type. Second, providers are assigned a Hospital provider type if they were in a Hospital contact group in the previous wave.
Note that the provider type assigned during the HC could have been incorrect because of a household respondent’s misunderstanding about a provider’s status. Typically, this occurred when a household respondent confused Hospital and Office-Based Doctors. Efforts were made to correct the classification during sample preparation and during the field period.
Following the sorting of provider pairs into contact groups, RTI reviewed the composition of contact groups to see if provider classification at the pair level was consistent within contact group. Inconsistencies, such as an OBD pair in a Hospital contact group, were resolved by creating a new contact group, so that all providers within a contact groups were consistent.
In addition, during data collection, staff periodically learned that the provider type was incorrect and the field was updated so that the appropriate event form could be administered. The most common change was to a Hospital provider from another provider type, typically an OBD provider. This provider type change was important so that the appropriate Hospital Event Form could be used to collect SBD information. Updating provider type was uncommon among other provider types.
As a result of such provider type changes during sample preparation and during data collection, in the 2019 MPC the count of Hospital pairs increased by 1,613 pairs, an increase of 16% between the count of Hospital pairs in the HC sample and the count at the close of the field period. Among changes to Hospital provider, 76% occurred during sample preparation and 24% during data collection. The overall count of Home Health pairs increased by 47, an increase of approximately 5%. The overall count of Institution pairs stayed the same and the overall count of OBD pairs decreased by 1661 (7.3%).A priority code was attached to both providers and person/provider pairs. High priority cases include patients or providers expected to be associated with high costs. These priority cases were closely tracked and monitored during MPC data collection using production reports that track the progress of completing these priority cases. Priority flags were attached at the person level to ensure that contact groups with patients having priority flags were given priority by the data collection staff when working MPC cases. Priority flags set at the person level were rolled up to the provider and contact group levels. A priority flag was set if the person met one or more of the following criteria:
The initial 2019 MPC sample (consisting of Hospital, Institution, OBD, Pharmacy, and Home Health pairs identified in the HC) was fielded in four waves, including a supplemental wave of primarily OBD pairs, following the receipt of each wave from Westat and AHRQ. Given the HC data collection procedures, it is possible for a pair to be included in more than one wave of the MPC sample. Before fielding each subsequent wave, the sample was reviewed to identify pairs that had been included in an earlier wave. When a pair in the new wave matched a pair from an earlier wave and the same event types were reported in both (or all three) waves, the pair was not fielded in the later wave. If different event types are reported, the case is reviewed to determine whether additional data collection is necessary. (Fielding the SBD sample is discussed in Section 3.1 below.)
The MPC IDCS supported the 2019 MPC data collection and tracking requirements. Its main purposes were to:
The IDCS consisted of two main systems. It is a Windows .Net MVVM based system that facilitated obtaining provider POCs, call scheduling, contact information, appointment times, and event/status information. This system was tightly integrated with Blaise based MEPS-MPC Event Forms for data capture either during telephone calls or record abstraction. The components of the IDCS are described in the following paragraphs.
Case Management System (CMS)
The CMS provided oversight and control over the MPC sample by tracking pending and final disposition for individual cases and for the aggregate sample. For individual cases, the CMS tracked the completion of data collection by individual medical events, patients, providers and provider practices (contact groups), providing production supervisors and project staff a tool for measuring progress in completing the varied data collection units in the MPC. At the aggregate level, the CMS produced daily standard or customized reports to track performance of the data collection activity. The CMS was used to monitor production of cases completed via record abstraction as well as by telephone.
Contact Guide
The Contact Guide was programmed as an aid for recruiting providers across all provider types. The Contact Guide was used to record contact information for several points of contact within a provider organization (e.g., a group practice or Hospital) and results of each contact. The Contact Guide included the capability to generate packages of materials, including copies of the patient’s signed AF that were then either faxed or mailed to providers. Starting with the 2017 cycle, a secure portal was also used for sending AF packets to providers and receiving scanned medical records from them. The Guide interacted with the CMS to prompt follow-up contacts with providers after an appropriate time (24 hours for faxed material or material sent via the webportal; 5 days for mailed material).
Event Forms
Event Forms were used for collecting information either during telephone calls with providers or by abstracting medical or patient account records. The Event Forms were designed to be adaptable to the particular format of medical and patient account records maintained by providers. The Event Forms featured edit checks on individual items and were also programmed to alert users to inconsistencies that may be resolved either with telephone respondents or by further investigation in hard copy records. As each Event Form was completed, it was checked for critical items and, if missing, the Form was flagged for follow-up.
Completion of Event Forms was tracked automatically in the CMS to record progress in completing information about medical events, patients, providers, and provider contact groups.
Control System
The Control System managed information flow among the CMS, Contact Guide, and Event Forms and triggered processes based on disposition codes. The Control System imported the provider sample files and arranged information about providers and patient into contact groups to facilitate provider recruiting efforts and data collection. Based on user-selected disposition codes or disposition codes generated automatically, the Control System updated the CMS with pending or final disposition codes. The Control System triggered the production of materials (including AFs) faxed, mailed, or sent via the webportal to providers. It notified data collection staff that these materials had been sent to providers and generated notices for follow-up.
Assignment Transfer
The Assignment Transfer System was used to re-assign cases among the data collection staff. Typically, this was used to reassign a reluctant provider to a more skilled negotiator on the data collection team or to balance and adjust workloads following staffing changes. Results of all previous call attempts or entered data were accessible to the new user.
Automated Fax/Email
Prior to data collection and using the contact information collected by the provider during initial contact, providers were sent (by fax, mail, or web portal) the following materials:
All files containing personally identifiable information (PII) or protected l health information (PHI) were stored and managed within the FIPS-Moderate Enhanced Security Network (ESN), a network developed by RTI to meet the security requirements of NIST SP 800-53, Rev.4, Recommended Security Controls for Federal Information Systems and Organizations at the Moderate level (http://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-53r4.pdf). A key IDCS security feature provided access to the MEPS MPC desktop based on the login attributes assigned to individual users.
Data collection specialists (DCSs) were the “front-line” staff charged with recruiting medical providers and abstracting medical event data from medical and payment records. Abstracting this information could be completed either over the telephone in interviews with provider staff or by abstracting records sent in by providers. Separate training modules were administered to emphasize the different skills necessary to complete data collection in either mode. Although some DCSs developed expertise in either one or the other mode, many DCSs were cross-trained for either telephone or records abstraction methods.
In the 2019 MPC, the project team continued to follow a core protocol for collecting information from providers. The protocol was customized in the Event Forms to address the unique challenges of each provider type. Project procedures were designed to make data collection as efficient as possible for the providers and DCSs.
As noted in Section 2.1, the pairs in the sample files were sorted by provider. In addition, providers who appeared to work in the same practice were sorted into contact groups to minimize the number of contact attempts with individual providers.
As part of the initial communication with each contact group, the DCS identified appropriate individuals as points of contact (POCs) to facilitate data collection completion. The Contact Guide was designed to enable DCS staff to record the outcome of each contact attempt and to give supervisors and project staff the ability to review the provider group contact history prior to subsequent contact attempts. DCSs were assigned a set of provider contact groups so that they could establish rapport with contacts in each provider group. If any cooperation or staffing issues arose, cases were reassigned to refusal converters or another DCS. During initial contacts, DCSs performed several tasks:
Depending on the size and complexity of the provider practice, these tasks may have been completed in a single call or over several calls with different points of contact.
Data collection experienced both external and internal delays in the 2019 cycle as a result of the COVID-19 pandemic. Upon transitioning to remote data collection, longer turnaround times for requested records and difficulty reaching POCs were obstacles that impacted the results of the data collection effort.While the MPC includes data collection procedures common to all the provider types, each provider type also included unique features and specific procedures DCS are required to follow. The sections below describe the MPC data collection protocols and procedures for each provider type.
Data collection procedures were designed to be flexible in adapting to particular situations in provider facilities while maintaining consistency in the data collected. DCSs typically contacted three Hospital departments: medical records, patient accounts, and the administrative office. After the Hospital received a provider information packet, the DCS re-contacted the medical records department. Because of the length and complexity of Hospital records and because Hospital providers were often associated with multiple pairs, sending records for abstraction by RTI was standard protocol. In a small percentage of cases (about 9% of medical records and 16% of patient accounts, see Table 3-1) was collected by telephone. This mode was also a preference so that records were available for quality assurance purposes.
Four key pieces of information were obtained from the Hospital medical records:
Concurrent with the request for this information, the DCS also contacted the patient accounts department to collect the services provided, charges, and sources and amounts of payment for each event identified. Finally, after records abstraction was completed, a DCS contacted the Hospital’s administrative offices (AO) to obtain the billing status of each health professional identified by the medical records and contact information for confirmed SBDs.
The data collection period for the Hospital provider type was extended in the 2019 cycle (2/3/20-10/23/20) due to the COVID-19 challenges experienced during this timeframe, for a total of 38 weeks, one week longer than the 37 weeks that has been the norm in cycles prior to 2019. Detailed dates for the 2016-2019 data collection periods can be found in Table 3-2.The procedures for Institutional care settings were similar to that for Hospital. The Institution sample consisted of long-term healthcare facilities, such as skilled nursing or rehabilitation facilities. Non-profit organizations are excluded.
Compared with Hospital providers, the information required from OBD practices was often less complicated. In addition, OBDs were typically associated with fewer pairs than Hospital providers. For both reasons, OBD data collection was more amenable to telephone data collection and DCSs encouraged OBD providers to give information during the telephone contact when they had few patient records or only a few events to report . The Contact Guide was designed to factor in OBDs who use off-site billing services. DCSs were trained to collect information from off-site billing services during their contacts.
Data collection for Home Health providers followed the same basic protocol as the OBD sample. In certain cases, the DCSs contacted social service agencies or corporate offices in order to locate the necessary records. The Home Health Event Form was programmed to conform to Medicare Home Health Prospective Payment System. The system allowed the option of collecting payment data in 2-month or 1-month time frames as appropriate.
For small retail Pharmacies unassociated with a chain, and for Pharmacies associated with small chains, the DCS contacted the Pharmacy to explain the study’s purpose and determine if patient profiles were available. If they were, the DCS verified that the profile contained required data elements. If patient profiles were not available or if the profiles did not contain all of the required data, the DCS collected the information by telephone or requested supplemental reports from the pharmacist. Pharmacy data were received in any format including hardcopy patient profiles, electronic files with patient profile data, and/or collecting or supplementing the profiles by telephone data collection.
For large retail Pharmacy chains, individual pharmacies were grouped by chain using a unique code. Historical contact information from earlier data collection years was reviewed for each chain to develop a contact approach. Specially trained negotiators followed up in one of two basic ways:
Hospital, Institution, OBD, Home Health, and Pharmacy providers were all identified by household respondents during the HC. The balance of the MPC sample consisted of physicians (reported by Hospitals and Institutions) who provided services during a Hospital- or Institution-based event. These events often resulted in charges from providers who may or may not have direct patient contact (e.g., pathologists or radiologists) and whose fees may or may not have been included in the Hospital charge. These charges are a key part of Hospital event costs, and this information can only be obtained from the MPC.
For all doctor names abstracted from the medical record, DCSs contacted the Hospital medical records or professional staffing department to confirm the SBD status. Either working with medical records personnel by telephone or from records, the DCS recorded each provider who provided any services and whose charge might not have been included in the Hospital charge. The DCS then contacted the Hospital’s administrative office to verify that the SBD billed separately. If there was any possibility of a separate charge, the DCS obtained complete contact information and created a link within the IDCS to connect the Hospital provider, patient, event type, event date, and SBD. This link is referred to as a node, that is, a unique combination of Hospital, patient, event type, event date, and SBD provider.
Similar to prior MPC cycles, fielded SBD nodes were based on a priority status where higher priorities were expected to yield nodes more likely to be eligible and to be associated with higher charges. Physician’s role, specialty, and location of service were used to define SBD fielding priority. In 2018 and earlier, three priority levels (High, Medium, and Low) were used. The priority was revised in 2019 and four levels (High, Medium, Low, and Extra Low) were assigned to the 2019 SBD nodes, as follows.
High priority was assigned when the physician’s role was Active Physician/Providing Direct Care, Don’t know, blank or missing, and the physician specialty and Hospital location of service was one of the following combinations:
Medium priority was assigned when the physician’s role was Active Physician/Providing Direct Care, Don’t know, blank or missing and the physician specialty, location of service, and Hospital event CPT codes were one of the following combinations:
Low priority was assigned when the physician’s role was Active Physician/Providing Direct Care, Don’t know, blank or missing and the physician specialty, location of service, and Hospital event CPT codes were one of the following combinations
Low priority was also assigned for all other roles where the physician specialty was Surgery, Radiology, OB/GYN, or Anesthesiology.
Extra Low priority was assigned for all other roles and specialties (that is, the physician role was something other than Active Physician/Providing Direct Care, Don’t know, blank or missing and the physician specialty was Pathologist, Internal Medicine, Psychiatry, Pediatrics, General/Family Practice, or Other).
These criteria for assigning priority status were applied to the 2019 MPC. However, due to the reduced number of completed Hospital pairs in the 2019 cycle, a smaller number of SBD nodes was fielded in 2019 compared to recent years. All High and Medium priority nodes and subsamples of the Low and Extra Low priority nodes were fielded. Low and Extra Low priority nodes were undersampled relative to the High and Medium priority nodes. The sample was constructed such that all nodes in a pair were fielded. Release of SBD pairs emphasized High priority nodes so that SBD providers and billing services would have ample time to respond. Three waves were used in the 2019 SBD cycle, though the timing of the first sample release was delayed, as was the start of the SBD production period, due to non-SBD data collection extensions. In the 2019 cycle, the SBD production period ran for 12 weeks (from 10/21/20 to 1/8/21), as opposed to the more typical range of 20-24 weeks, due to the COVID-19 challenges during the non-SBD data collection period. This primarily impacted SBD large provider work, which usually begins in late August to allow more lead time to obtain records from providers that have longer turnaround times for MPC requests. Detailed dates for the 2016-2019 data collection periods can be found in Table 3-2 of this deliverable..
Prior to SBD sample release and data collection a computer algorithm was used to identify instances of overlapping OBD and SBD providers. The OBD and SBD provider identification numbers were required to be the same in order to be considered a match by the computer algorithm. Four situations were considered (node counts are from the set of nodes selected for data collection, that is, those that were held from data collection because they were Low priority are not included in the counts reported in this section):
The node was automatically coded as a referring/copied doc when all three of these conditions were met.
If all OBD events have location of service as physician office, all OBD events have CPT 4 codes that are part of the evaluation/management series, and the SBD role is anything other than department head/follow-up, the SBD was coded as a referring/copied doc.
If all OBD events have location of service as physician office, all OBD events have CPT 4 codes that are part of the evaluation/management series, and the SBD role is specified as department head/follow-up-doc, then the SBD node was coded as department head/follow-up doc. In the 2019 Cycle, 59 nodes were coded as disavowals.
Remaining nodes where the SBDs and OBDs were associated with different provider IDs were reviewed by senior project staff to determine whether to field the node or not and, if not fielded, the code to describe the node’s status. In the 2019 Cycle, 767 nodes were reviewed and, of these, 245 (31.9%) were not fielded and resolved as follows:
These procedures for identifying SBD-OBD overlap in the manual review were similar to those used for the automated review, except the manual review looked across the entire SBD contact group (instead of being restricted to OBD and SBD providers with the same provider identification number). In addition to these rules, the SBD was coded as abstracted in error if the SBD should not have been recorded during the Hospital stay because the specialty (such as “nurse”) was included in the Hospital event charges.
As a step in the preparation of the SBD sample, we attempted to match all SBD providers to a National Provider Identifier (NPI) in order to assign an identification number. In many instances, the provider’s NPI was included in the records and was abstracted into the Event Form. If the NPI was not in the record, DCSs looked up the number in the NPI Registry. SBD providers that could not be associated with an NPI were assigned a unique identifier in the same format as the NPI. The NPI Registry includes both individual and organizational providers.Once the provider acknowledged receipt of the AFs, the DCS either collected information over the telephone through electronic Event Forms specific to each provider type or made arrangements to receive medical records and patient account information, either by hardcopy or electronically.
Prior to the pandemic when the abstractors worked on-site, hardcopy records were receipted, labeled, and assigned to abstractors. When the data collection staff transitioned to a remote work enviornment, the abstraction work was performed using electronic PDF files of the records. Two new tools were developed to accoomodate the abstraction of the electronic PDF records: one allowed abstractors to highlight the PDF files and another was an electronic Abstraction Notes Form (eANF) used for entering abstraction notes. Records that arrived via hardcopy were scanned and converted to PDF format to allow for remote abstraction. Abstractors were able to access the PDF records and highlight and save the abstracted version for future review. Once all data elements were successfully highlighted, the abstractor could proceed with keying the data elements into the newly developed eANF. The data abstracted into the ANF were automatically loaded into the Blaise Event Forms for manual review and verification by the abstractor.
Table 3-1 displays the proportion of participating Hospital, OBD, and SBD contact groups2 that elected to participate by sending in medical records and patient account information for abstraction. Reflecting the preference for collecting Hospital records for abstraction, in the 2019 Cycle most Hospital contact groups, 91.1%, provided medical records for abstraction and 83.6% provided patient account records. In both OBD and SBD contact groups, protocols concerning collecting data by telephone were more flexible than in Hospitals. Close to half (46.1%) of OBD contact groups provided records and 28.2% of SBD contact groups provided records.
The distribution for the 2019 Cycle reflects emphasis on Hospital records abstraction, and on telephone data collection for OBDs. Because Hospital records tend to be lengthy and because of the number of patients involved in the record requests, Hospitals generally prefer to participate in the MPC by sending records rather than providing data over the telephone. This is also beneficial from a data quality perspective because the Hospital protocol can result in a great deal of information and availability of records for review is helpful to assure comprehensive and accurate abstraction. In the 2019 cycle, the data collection team had to exhibit more flexibility with regard to completing eligible Hospital pairs by phone, given the constraints some POCs faced with availability of data and access to systems when working remotely.
Information obtained from OBD and SBD contact groups is more straightforward and more amenable to telephone data collection which can be less burdensome to providers as well as a more efficient mode for uncomplicated billing situations.
Table 3-1. Percent of Participating Contact Groups that Provided Records 2016 - 2019
Provider Type | Participating Contact Groups | Groups Providing Records | Percent |
---|---|---|---|
2016 | |||
Hospital—Medical Records | 3,009 | 2,694 | 89.5% |
Hospital—Patient Accounts | 3,009 | 2,370 | 78.8% |
Office-Based Doctors | 8,824 | 3,929 | 44.5% |
Separately Billing Doctors | 5,100 | 1,736 | 34.0% |
2017 | |||
Hospital—Medical Records | 3,548 | 3,287 | 92.6% |
Hospital—Patient Accounts | 3,548 | 2,856 | 80.5% |
Office-Based Doctors | 10,624 | 4,801 | 45.2% |
Separately Billing Doctors | 3,719 | 1,136 | 30.5% |
2018 | |||
Hospital—Medical Records | 3,503 | 3,245 | 92.6% |
Hospital—Patient Accounts | 3,503 | 2,838 | 81.0% |
Office-Based Doctors | 9,256 | 4,374 | 47.3% |
Separately Billing Doctors | 3,634 | 1,126 | 31.0% |
2019 | |||
Hospital—Medical Records | 2,296 | 2,092 | 91.1% |
Hospital—Patient Accounts | 2,296 | 1,920 | 83.6% |
Office-Based Doctors | 9,091 | 4,187 | 46.1% |
Separately Billing Doctors | 2,622 | 740 | 28.2% |
Standard coding systems supported the coding of free text for the following types data:
Table 3-2 summarizes the 2016-2019 MPC data collection schedules. Typically, the MPC sample is provided from the HC in three waves and fielded as such; a supplementary wave of primarily OBD sample was released in the 2019 cycle, for a total of four waves of sample that were released for MPC production. Since the 2013 MPC cycle the SBD sample, developed during MPC data collection, has been fielded in four waves. However, given the workflow of Hospital data collection during the 2019 cycle, only three SBD sample waves were fielded to ensure an adequate amount of sample available for processing at each wave and to correspond with the delayed timing of the SBD data collection cycle.
Table 3-2. MPC Data Collection Schedule 2016-2019
Provider Type | Start of first MPC wave | Start of last MPC Wave | End of MPC data collection | Number of Waves | Total Weeks |
---|---|---|---|---|---|
2016 | |||||
Hospital | 02/01/2017 | 08/01/2017 | 10/13/2017 | 3 | 37 |
Office-Based Doctors | 02/01/2017 | 08/01/2017 | 10/13/2017 | 3 | 37 |
Institution | 03/08/2017 | 08/07/2017 | 10/13/2017 | 3 | 32 |
Home Health Agencies | 03/08/2017 | 08/07/2017 | 10/13/2017 | 3 | 32 |
Pharmacies | 02/01/2017 | 07/24/2017 | 11/03/2107 | 3 | 40 |
SBDs | 08/01/2017 | 11/16/2017 | 01/12/2018 | 4 | 24 |
2017 | |||||
Hospital | 02/01/2018 | 07/30/2018 | 10/12/2018 | 3 | 37 |
Office-Based Doctors | 02/06/2018 | 07/30/2018 | 10/12/2018 | 3 | 36 |
Institution | 03/08/2018 | 07/25/2018 | 10/12/2018 | 3 | 32 |
Home Health Agencies | 03/02/2018 | 07/25/2018 | 10/12/2018 | 3 | 33 |
Pharmacies | 01/29/2018 | 07/17/2018 | 10/24/2018 | 3 | 39 |
SBDs | 08/27/2018 | 11/20/2018 | 01/11/2019 | 4 | 20 |
2018 | |||||
Hospital | 02/01/2019 | 07/23/2019 | 10/11/2019 | 3 | 37 |
Office-Based Doctors | 02/01/2019 | 07/23/2019 | 10/11/2019 | 3 | 36 |
Institution | 03/04/2019 | 07/25/2019 | 10/11/2019 | 3 | 32 |
Home Health Agencies | 2/27/2019 | 07/25/2019 | 10/11/2019 | 3 | 33 |
Pharmacies | 01/28/2019 | 07/18/2019 | 10/23/2019 | 3 | 39 |
SBDs | 08/22/2019 | 11/15/2019 | 01/10/2020 | 3 | 20 |
2019 | |||||
Hospital | 02/03/2020 |
07/30/2020 |
10/23/2020 |
3 | 38 |
Office-Based Doctors | 02/03/2020 | 07/30/2020 | 10/16/2020 | 4 | 37 |
Institution | 03/04/2020 | 08/04/2020 | 10/16/2020 | 3 | 33 |
Home Health Agencies | 03/05/2020 | 08/04/2020 | 10/16/2020 | 3 | 33 |
Pharmacies | 01/29/2020 | 07/24/2020 | 10/30/2020 | 3 | 39 |
SBDs | 10/21/2020 | 12/18/2020 | 01/08/2021 | 3 | 12 |
Following data collection, additional editing of the files preceded file preparation and matching tasks. These steps have been implemented to assure data quality and consistency in the data across survey years.
The MPC applies the following criteria to assess or determine whether an event is complete or partially complete (see Appendix C for a full discussion of critical items). The final event level codes determine the final pair disposition.
Criteria for Non-Pharmacy Providers. In order for a pair to be considered partially complete, at least one event in that pair had to have a valid response for all critical items, that is, no critical item in that event could contain a don’t know, refusal, or missing response entry. If one critical item in the event had a don’t know, refusal, or missing entry, the event was assigned a new disposition code “final critical item missing.” If all the events in a pair had this new disposition, the pair was considered a partial complete and became eligible for matching. As pairs roll up to the provider level, some providers that would have a final disposition of non-response under the former criteria would have a final disposition of partial complete under the revised criteria.
Criteria for Pharmacy Providers. As with other providers, for a pair to be considered partially completed, it must have included an event where critical items contained valid data. Three additional categories took account of response to three data elements: Patient Amount, Third Party Payment Source, and Third Party Payment Amount.
The 2019 MPC cycle target completion rates were the same as the 2018 goals, with pair target completion rates of 88% for Hospital, 80% for OBD, 90% for HMO, Home Health, and Institution, and 85% for Pharmacy providers. The SBD completion rate goal was 60% of fielded SBD nodes, which was estimated at baseline to be 12,000 completed nodes. Table 3-3 displays the provider-level results and Table 3-4 the pair-level results for the 2016 through 2019 MPC cycles. Due to the unique circumstances presented by the COVID-19 pandemic, completion rates across all provider types declined in the 2019 cycle as compared to recent cycles. With many facilities in the U.S. transitioning to a remote work model in March-April 2020, COVID-19 impacts to data collection were significant, and took place relatively early in the cycle, making progress towards existing goals especially challenging. Additionally, eligibility rates were higher than projected, resulting in a need to produce more completes to reach the target completion rates. Eligibility rates increased largely as a result of POCs being difficult to reach for confirmation of eligibility or ineligibility.
The final pair completion rates are shown in Table 3-4. Deliverable OP3-15 Evaluation of 2019 Data Collection Plans addresses key factors that likely contributed to the actual 2019 cycle completion rates.Table 3-3. Provider-Level Completion Rates, MPC 2016—2019
Provider | Initial sample after subsampling | Final eligible sample | Completion rate | Refusal rate | Other nonresponse rate3 |
---|---|---|---|---|---|
2016 | |||||
Hospitals | 6,609 | 6,170 | 0.861 | 0.024 | 0.116 |
Office-based providers | 14,055 | 12,903 | 0.869 | 0.020 | 0.111 |
HMOs | 375 | 323 | 0.833 | 0.000 | 0.167 |
Home care providers | 908 | 763 | 0.847 | 0.007 | 0.147 |
Institutions | 131 | 128 | 0.906 | 0.000 | 0.094 |
SBDs | 34,627 | 22,573 | 0.549 | 0.036 | 0.415 |
Pharmacies | 8,457 | 7,637 | 0.906 | 0.001 | 0.093 |
Total | 65,162 | 50,497 | |||
2017 | |||||
Hospitals | 7,026 | 6,551 | 0.879 | 0.006 | 0.115 |
Office-based providers | 16,839 | 15,105 | 0.824 | 0.007 | 0.168 |
HMOs | 369 | 323 | 0.910 | 0.000 | 0.090 |
Home care providers | 858 | 713 | 0.851 | 0.000 | 0.149 |
Institutions | 168 | 161 | 0.913 | 0.000 | 0.087 |
SBDs | 20,936 | 12,825 | 0.670 | 0.000 | 0.330 |
Pharmacies | 10,531 | 9,324 | 0.541 | 0.000 | 0.128 |
Total | 56,727 | 45,002 | |||
2018 | |||||
Hospitals | 7,970 | 7,321 | 0.881 | 0.005 | 0.114 |
Office-based providers | 15,449 | 13,677 | 0.820 | 0.003 | 0.177 |
HMOs | 331 | 299 | 0.890 | 0.000 | 0.110 |
Home care providers | 952 | 838 | 0.850 | 0.001 | 0.149 |
Institutions | 184 | 166 | 0.910 | 0.000 | 0.090 |
SBDs | 20,002 | 11,827 | 0.682 | 0.001 | 0.317 |
Pharmacies | 12,763 | 11,234 | 0.896 | 0.013 | 0.091 |
Total | 57,651 | 45,362 | |||
2019 | |||||
Hospitals | 6,948 | 6,595 |
0.584 |
0.009 |
0.407 |
Office-based providers | 17,537 | 16,000 | 0.658 | 0.004 | 0.339 |
HMOs | 341 | 308 | 0.711 | 0.000 | 0.289 |
Home care providers | 891 | 815 | 0.804 | 0.000 | 0.196 |
Institutions | 142 | 131 | 0.824 | 0.000 | 0.176 |
SBDs | 16,602 | 12,162 | 0.474 | 0.002 | 0.524 |
Pharmacies | 8,969 | 7,998 | 0.810 | 0.007 | 0.184 |
Total | 51,430 | 44,009 |
3 “Other nonresponse” includes unlocatable, type 1 disavowal, and other nonresponse.
Table 3-4. Pair-level Completion Rates, MPC 2016—2019
Patient-provider pair | Initial sample after subsampling | Final eligible sample | Completion rate | Refusal rate | Other nonresponse rate5 |
---|---|---|---|---|---|
2016 | |||||
Hospitals | 11,088 | 10,162 | 0.851 | 0.081 | 0.068 |
Office-based providers | 18,445 | 16,927 | 0.861 | 0.070 | 0.069 |
HMOs | 905 | 790 | 0.766 | - | 0.234 |
Home care providers | 984 | 817 | 0.841 | 0.111 | 0.048 |
Institutions | 134 | 131 | 0.908 | 0.046 | 0.046 |
SBDs | 42,951 | 27,490 | 0.539 | 0.050 | 0.412 |
Pharmacies | 20,218 | 17,366 | 0.850 | 0.067 | 0.083 |
Total | 94,725 | 73,683 | |||
2017 | |||||
Hospitals | 11,059 | 10,171 | 0.870 | 0.048 | 0.082 |
Office-based providers | 19,382 | 17,370 | 0.820 | 0.036 | 0.144 |
HMOs | 704 | 577 | 0.896 | 0.000 | 0.104 |
Home care providers | 920 | 768 | 0.850 | 0.073 | 0.077 |
Institutions | 173 | 166 | 0.916 | 0.018 | 0.066 |
SBDs | 23,603 | 14,437 | 0.661 | 0.072 | 0.267 |
Pharmacies | 19,262 | 16,735 | 0.858 | 0.025 | 0.117 |
Total | 75,103 | 60,224 | |||
2018 | |||||
Hospitals | 12,979 | 11,689 | 0.877 | 0.028 | 0.095 |
Office-based providers | 18,256 | 16,166 | 0.824 | 0.036 | 0.140 |
HMOs | 576 | 490 | 0.855 | 0.043 | 0.102 |
Home care providers | 1,032 | 906 | 0.849 | 0.044 | 0.107 |
Institutions | 191 | 169 | 0.905 | 0.018 | 0.077 |
SBDs | 22,775 | 13,313 | 0.680 | 0.050 | 0.270 |
Pharmacies | 20,872 | 17,744 | 0.878 | 0.050 | 0.072 |
Total | 76,681 | 60,477 | |||
2019 | |||||
Hospitals | 11,473 |
10,665 |
0.572 |
0.032 |
0.396 |
Office-based providers | 21,458 | 19,527 | 0.653 | 0.024 | 0.323 |
HMOs | 565 | 484 | 0.702 | 0.000 | 0.298 |
Home care providers | 959 | 880 | 0.802 | 0.026 | 0.172 |
Institutions | 144 | 133 | 0.820 | 0.053 | 0.128 |
SBDs | 19,283 | 14,091 | 0.473 | 0.046 | 0.481 |
Pharmacies | 18,263 | 15,917 | 0.771 | 0.062 | 0.167 |
Total | 72,145 | 61,697 |
5 “Other nonresponse” includes unlocatable, type 1 disavowal, and other nonresponse.
Table 3-5 presents SBD node-level results. A total of 25,793 nodes were released for data collection in the 2019 cycle. Of these,30.8% were confirmed as ineligible nodes (that is, no charges were recorded for that provider). Of the remaining 17,341 nodes (69.2% of the total), additional information was obtained for 7,544 nodes for a completion rate of 39.73%. Among eligible High priority nodes, the completion rate was 46.26% (n =1,907); among Medium priority nodes, the completion rate was 46.49% (n =4,975); among Low priority nodes, 29.07% (n =614); and among the Extra Low priority nodes, 12.66% (n=48).
Table 3-5. SBD Node-Level Completion Rate, MPC 2016 – 2019
2016 | 2017 | 2018 | 2019 | |
---|---|---|---|---|
Total nodes | 66,614 | 34,990 |
35,994 | 25,793 |
Ineligible nodes | 30,386 | 16,641 | 18,531 | 8,452 |
Eligible nodes | 36,228 | 18,349 | 17,463 | 17,341 |
Completed nodes | 17,381 | 10,982 | 10,713 | 7,544 |
Nonresponse7 | 18,847 | 7,367 | 6,750 | 9,797 |
Eligibility rate | 54.38% | 52.44% | 48.52% | 69.20% |
Completion rate | 47.98% | 59.85% | 61.35% | 39.73% |
7 In the reports for previous cycles, nodes with a pending disposition at the close of data collection (empty nodes) were reported separately. In this table, nodes with final dispositions of "pending" and "refusal" are combined into the "Nonresponse" row.
Table 3-6 provides additional information about refusal conversion for the 2016-2019 MPC cycles. The analytic unit in this table is contact group, an operational unit which may consist of several providers who share facilities for medicals records and billing (e.g., a medical group practice with several physicians or a healthcare system with several hospitals). The final column in this table displays the percent of initial refusals that were converted to a participating or partially participating contact group (i.e., provided all or some of the requested information). The 2019 MPC cycle refusal conversion rates by provider type were: 34.7% for Hospital, 30.4% for OBD, 6.7% for Pharmacy, 16.3% for Home Health, and 35.7% for SBD.
Table 3-6. Refusal Conversion Outcomes: MPC 2016 - 2019
Contact Group Provider Type | Initial Sample8 | Ever coded Refusal | Ineligible | Final Refusal | Other Nonresponse | Complete | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
N | N | Pct of Initial Sample | Pct of Ever Coded Refusal | N | Pct of Ever Coded Refusal | N | Pct of Ever Coded Refusal | N | Pct of Ever Coded Refusal | N | Pct of Ever Coded Refusal | |
2016 | ||||||||||||
Hospital | 3,446 | 421 | 12.2% | 100.0% | 9 | 2.1% | 54 | 12.8% | 83 | 19.7% | 275 | 65.3% |
Office-based | 10,567 | 1019 | 9.6% | 100.0% | 36 | 3.5% | 179 | 17.6% | 363 | 35.6% | 441 | 43.3% |
Pharmacy | 2,262 | 108 | 4.8% | 100.0% | 6 | 5.6% | 1 | 0.9% | 59 | 54.6% | 42 | 38.9% |
Home Health | 10,567 | 960 | 9.1% | 100.0% | 61 | 6.4% | 329 | 34.3% | 357 | 37.2% | 213 | 22.2% |
SBDs | 842 | 83 | 9.9% | 100.0% | 10 | 12.0% | 2 | 2.4% | 53 | 63.9% | 18 | 21.7% |
2017 | ||||||||||||
Hospital | 4,085 | 377 | 9.2% | 100% | 11 | 2.9% | 4 | 1.0% | 106 | 28.1% | 256 | 67.9% |
Office-based | 13,500 | 1009 | 7.4% | 100% | 26 | 2.6% | 55 | 5.4% | 612 | 60.6% | 316 | 31.3% |
Pharmacy | 2,437 | 91 | 3.7% | 100% | 9 | 9.9% | 61 | 67.0% | 21 | 23.1% | ||
Home Health | 800 | 76 | 9.5% | 100% | 20 | 2.6% | 39 | 51.3% | 17 | 22.4% | ||
SBDs | 9,663 | 497 | 5.1% | 100% | 5 | 1.0% | 369 | 74.2% | 93 | 18.7% | ||
2018 | ||||||||||||
Hospital | 4,090 | 423 | 10.3% | 100.0% | 16 | 3.8% | 3 | 0.7% | 128 | 30.3% | 276 | 65.2% |
Office-based | 12,331 | 970 | 7.9% | 100.0% | 80 | 8.2% | 11 | 1.1% | 554 | 57.1% | 325 | 33.5% |
Pharmacy | 2,361 | 127 | 5.4% | 100.0% | 20 | 15.7% | 41 | 32.3% | 35 | 27.6% | 31 | 24.4% |
Home Health | 10,258 | 524 | 5.1% | 100.0% | 42 | 8.0% | 7 | 1.3% | 334 | 63.7% | 141 | 26.9% |
SBDs | 913 | 54 | 5.9% | 100.0% | 9 | 16.7% | 0 | 0.0% | 33 | 61.1% | 12 | 22.2% |
2019 | ||||||||||||
Hospital | 3,951 | 300 | 7.6% | 100.0% | 6 | 2.0% | 28 | 9.3% | 162 | 54.0% | 104 | 34.7% |
Office-based | 14,369 | 1028 | 7.2% | 100.0% | 31 | 3.0% | 3 | 0.3% | 682 | 66.3% | 312 | 30.4% |
Pharmacy | 2,039 | 104 | 5.1% | 100.0% | 2 | 1.9% | 31 | 29.8% | 64 | 61.5% | 7 | 6.7% |
Home Health | 7,760 | 546 | 7.0% | 100.0% | 48 | 8.8% | 2 | 0.4% | 407 | 74.5% | 89 | 16.3% |
SBDs | 871 | 28 | 3.2% | 100.0% | 0 | 0.0% | 0 | 0.0% | 18 | 64.3% | 10 | 35.7% |
8 Note counts in this table are of contact groups, not individual providers.
Figures 3-1 through 3-4 display historical MPC data collection information at the provider level for Hospitals, OBDs, SBDs, and Pharmacies (corporate and non-corporate). Each graph displays:
For Hospitals, (Figure 3-1), the sample size, completion rate, and the ineligibility rate decreased from the previous year, and the refusal rate increased slightly.
For Office-Based Doctors (Figure 3-2), the total sample increased from the previous year (due to the release of supplemental OBD sample replicates), the ineligibility rate and completion rate decreased, and the refusal rate increased slightly.
For Separately-Billing Doctors (Figure 3-3), even though the number of providers initially released smaller than the previous year, the sample size of eligible providers was slightly larger because the eligibility rate was much higher. The completion rate decreased, the ineligibility rate increased, and the refusal rate also increased slightly.
For Pharmacies (Figure 3-4), the sample size was smaller than the previous year and the ineligibility rate, completion rate, and refusal rate all decreased from the prior cycle.Figure 3-1: Hospital providers - Response factors over time
Year | 1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Sample Rel to 2002 | 0.526 | 0.658 | 0.513 | 0.519 | 0.548 | 0.822 | 1.000 | 0.882 | 0.897 | 0.885 | 0.867 | 0.842 | 0.755 | 1.018 | 0.802 | 0.859 | 0.932 | 0.915 | 0.954 | 1.000 | 0.975 | 1.035 |
1.157 | 1.043 |
Ineligibility Rate | 0.023 | -0.024 | 0.064 | 0.068 | 0.078 | 0.074 | 0.067 | 0.074 | 0.069 | 0.076 | 0.068 | 0.067 | 0.068 | 0.129 | 0.088 | 0.099 | 0.050 | 0.054 | 0.064 | 0.059 | 0.066 | 0.068 | 0.081 | 0.051 |
Completion Rate | 0.951 | 0.894 | 0.939 | 0.926 | 0.910 | 0.912 | 0.900 | 0.898 | 0.920 | 0.931 | 0.941 | 0.944 | 0.946 | 0.890 | 0.846 | 0.900 | 0.870 | 0.877 | 0.848 | 0.811 | 0.861 | 0.878 | 0.881 | 0.584 |
Final Refusal Rate | 0.021 | 0.058 | 0.025 | 0.036 | 0.037 | 0.038 | 0.048 | 0.047 | 0.027 | 0.026 | 0.022 | 0.023 | 0.022 | 0.012 | 0.034 | 0.016 | 0.015 | 0.036 | 0.001 | 0.053 | 0.024 | 0.006 | 0.005 | 0.009 |
Figure 3-2: Office-Based providers - Response factors over time
Year | 1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Sample Rel to 2002 | 0.568 | 0.516 | 0.539 | 0.592 | 0.818 | 1.324 | 1.000 | 1.011 | 1.324 | 1.238 | 0.884 | 0.988 | 0.698 | 0.670 | 0.765 | 0.745 | 1.030 | 0.970 | 1.165 | 0.876 | 0.945 | 1.106 |
1.002 | 1.172 |
Ineligibility Rate | 0.256 | 0.271 | 0.125 | 0.122 | 0.138 | 0.125 | 0.103 | 0.101 | 0.106 | 0.107 | 0.105 | 0.117 | 0.114 | 0.106 | 0.118 | 0.117 | 0.110 | 0.110 | 0.112 | 0.084 | 0.082 | 0.103 | 0.115 | 0.088 |
Completion Rate | 0.881 | 0.871 | 0.861 | 0.888 | 0.864 | 0.850 | 0.837 | 0.835 | 0.864 | 0.859 | 0.869 | 0.875 | 0.891 | 0.801 | 0.806 | 0.889 | 0.876 | 0.890 | 0.865 | 0.849 | 0.869 | 0.824 | 0.820 | 0.658 |
Final Refusal Rate | 0.069 | 0.053 | 0.043 | 0.053 | 0.071 | 0.069 | 0.097 | 0.095 | 0.076 | 0.086 | 0.074 | 0.077 | 0.067 | 0.003 | 0.062 | 0.023 | 0.028 | 0.036 | 0.001 | 0.039 | 0.020 | 0.007 | 0.00271 | 0.004 |
Figure 3-3: SBD providers - Response factors over time
Year | 1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Sample Rel to 2002 | 0.623 | 0.379 | 0.551 | 0.521 | 0.503 | 0.922 | 1.000 | 0.870 | 0.946 | 0.928 | 0.931 | 0.888 | 0.813 | 1.422 | 1.493 | 1.518 | 1.437 | 1.572 | 1.562 | 1.416 | 1.615 | 0.917 | 0.846 | 0.870 |
Ineligibility Rate | 0.300 | 0.659 | 0.280 | 0.318 | 0.370 | 0.376 | 0.346 | 0.347 | 0.342 | 0.345 | 0.384 | 0.361 | 0.410 | 0.179 | 0.200 | 0.298 | 0.376 | 0.365 | 0.340 | 0.407 | 0.348 | 0.387 | 0.409 | 0.267 |
Completion Rate | 0.949 | 0.885 | 0.862 | 0.842 | 0.840 | 0.795 | 0.773 | 0.828 | 0.840 | 0.846 | 0.823 | 0.874 | 0.860 | 0.683 | 0.565 | 0.443 | 0.598 | 0.578 | 0.539 | 0.591 | 0.549 | 0.670 | 0.682 | 0.474 |
Final Refusal Rate | 0.042 | 0.104 | 0.063 | 0.061 | 0.065 | 0.094 | 0.121 | 0.104 | 0.076 | 0.075 | 0.111 | 0.072 | 0.097 | 0.081 | 0.101 | 0.000 | 0.000 | 0.008 | 0.001 | 0.000 | 0.036 | 0.000 | 0.001 | 0.002 |
Figure 3-4: Pharmacy providers - Response factors over time
Year | 1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Sample Rel to 2002 | 0.574 | 0.791 | 0.558 | 0.546 | 0.556 | 0.878 | 1.000 | 0.874 | 0.827 | 0.817 | 0.808 | 0.837 | 0.758 | 0.858 | 0.768 | 0.801 | 0.914 | 0.913 | 0.872 | 0.885 | 0.943 | 1.006 | 1.212 | 0.863 |
Ineligibility Rate | 0.129 | 0.145 | 0.099 | 0.113 | 0.106 | 0.107 | 0.091 | 0.088 | 0.110 | 0.099 | 0.116 | 0.100 | 0.099 | 0.110 | 0.106 | 0.103 | 0.233 | 0.085 | 0.083 | 0.088 | 0.097 | 0.115 | 0.120 | 0.108 |
Completion Rate | 0.722 | 0.700 | 0.838 | 0.822 | 0.820 | 0.761 | 0.790 | 0.729 | 0.794 | 0.787 | 0.799 | 0.797 | 0.756 | 0.689 | 0.610 | 0.749 | 0.805 | 0.846 | 0.852 | 0.881 | 0.906 | 0.872 | 0.896 | 0.810 |
Final Refusal Rate | 0.061 | 0.068 | 0.084 | 0.079 | 0.078 | 0.113 | 0.122 | 0.200 | 0.159 | 0.167 | 0.149 | 0.165 | 0.271 | 0.050 | 0.015 | 0.015 | 0.016 | 0.013 | 0.011 | 0.003 | 0.001 | 0.000 | 0.013 | 0.007 |
Table 3-7 presents the hours per completed pair by provider type for the 2016-2019 MPC cycles. These timings include telephone and record abstraction as well as recruiting efforts..
Table 3-7. Hours per Completed Pair/Node, 2016 - 2019 MPC
Provider Type | ||||||
---|---|---|---|---|---|---|
Year | Hospital | Office-Based Doctor | Home Health | Institution | Pharmacy | Separately Billing Doctor (nodes) |
2016 | 8.5 | 3.4 | 4.1 | 3.9 | 0.8 | 2.9 |
2017 | 7.9 | 2.9 | 4.3 | 1.4 | 0.8 | 2.6 |
2018 | 7.4 | 3.3 | 3.3 | 2.9 | 0.8 | 2.2 |
2019 | 9.1 | 5.2 | 3.5 | 3.5 | 0.8 | 3.1 |
AF: | Authorization Form |
---|---|
AHRQ: | Agency for Healthcare Research and Quality |
BETOS: | Berenson-Eggers Type of Service Codes |
CMS: | Case Management System |
Contact Guide: | Forms used to collect and manage information about contacts at provider facilities |
CS: | Control System |
CPT: | Current Procedural Terminiology Codes |
DCS: | Data Collection Specialist |
ESN: | Enhanced Security Network, developed by RTI to meet requirements of NIST Moderate Security |
Event Forms: | Forms used to record information about medical events identified in the HC |
GPI: | General Product Identifier |
HC: | Household Component of the MEPS |
HIPAA: | Health Insurance Portability and Accountability Act |
ICD: | International Classification of Diseases |
IDCS: | Integrated Data Collection System |
MEPS: | Medical Expenditure Panel Survey |
MEPS-HC (HC): | Household Component of the MEPS |
MEPS-MPC (MPC): | Medical Provider Component of the MEPS |
NPI: | National Provider Identifier |
OBD: | Office-Based Doctor |
PHI: | Protected Health Information |
PII: | Personally Identifiable Information |
POC: | Point of Contact in the provider facility |
RU: | Reporting Unit |
SOP: | Source of Payment |
SBD: | Separately-Billing Doctor |
Table B-1. MPC Sample Sizes, Provider Level, 1996-2019
1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | |
---|---|---|---|---|---|---|---|---|---|---|
Hospital | ||||||||||
Initial Sample | 3,301 | 6,045 | 4,844 | 3,520 | 3,760 | 6,801 | 8,811 | 7,806 | 7,567 | 7,461 |
Sample after subsampling | n/a | 4,065 | 3,468 | n/a | 3,760 | 5,616 | 6,780 | 6,023 | 6,094 | 6,059 |
Final in-scope sample | 3,330 | 4,163 | 3,247 | 3,284 | 3,467 | 5,201 | 6,325 | 5,580 | 5,671 | 5,600 |
HMO | ||||||||||
Initial Sample | 296 | 396 | 228 | 247 | 118 | 476 | 559 | 607 | 420 | 422 |
Sample after subsampling | n/a | 350 | 171 | n/a | 118 | 334 | 290 | 280 | 300 | 301 |
Final in-scope sample | 628 | 467 | 155 | 225 | 113 | 287 | 256 | 218 | 250 | 241 |
Institution | ||||||||||
Initial Sample | 59 | 81 | 63 | 52 | 63 | 83 | 114 | 81 | 92 | 121 |
Sample after subsampling | n/a | 80 | 69 | n/a | 63 | 82 | 110 | 81 | 92 | 116 |
Final in-scope sample | 50 | 75 | 65 | 45 | 60 | 76 | 103 | 73 | 89 | 108 |
Home Health | ||||||||||
Initial Sample | 415 | 674 | 456 | 393 | 319 | 520 | 631 | 588 | 568 | 606 |
Sample after subsampling | n/a | 653 | 420 | n/a | 319 | 509 | 611 | 586 | 556 | 593 |
Final in-scope sample | 375 | 579 | 384 | 293 | 281 | 436 | 537 | 527 | 509 | 539 |
Office-based physician | ||||||||||
Initial Sample | 10,118 | 14,646 | 10,483 | 9,202 | 12,962 | 26,344 | 32,889 | 28,946 | 27,617 | 26,972 |
Sample after subsampling | n/a | 9,663 | 8,403 | 12,962 | 20,651 | 15,222 | 15,361 | 20,212 | 18,933 | |
Final in-scope sample | 7,758 | 7,047 | 7,356 | 8,076 | 11,167 | 18,078 | 13,652 | 13,808 | 18,069 | 16,898 |
SBD | ||||||||||
Initial Sample | 10,323 | 14,730 | 10,711 | 10,680 | 11,144 | 20,644 | 21,385 | 18,613 | 20,094 | 19,810 |
Sample after subsampling | n/a | 7,365 | 10,711 | n/a | 11,144 | 20,644 | 21,385 | 18,613 | 20,094 | 19,810 |
Final in-scope sample | 8,705 | 5,297 | 7,704 | 7,288 | 7,026 | 12,891 | 13,976 | 12,154 | 13,225 | 12,971 |
Pharmacy | ||||||||||
Initial Sample | 6,109 | 8,547 | 5,734 | 5,703 | 5,762 | 9,118 | 10,200 | 8,882 | 8,608 | 8,404 |
Sample after subsampling | n/a | 8,547 | 5,734 | n/a | 5,762 | 9,118 | 10,200 | 8,882 | 8,608 | 8,404 |
Final in-scope sample | 5,321 | 7,335 | 5,168 | 5,058 | 5,152 | 8,141 | 9,268 | 8,101 | 7,663 | 7,568 |
Table B-1. MPC Sample Sizes, Provider Level, 1996-2019 (continued)
2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | |
---|---|---|---|---|---|---|---|---|---|---|
Hospital | ||||||||||
Initial Sample | 7,447 | 7,110 | 6,470 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 5,884 | 5,708 | 5,126 | 7,391 | 5,564 | 6,034 | 6,207 | 6,119 | 6,442 | 6,719 |
Final in-scope sample | 5,484 | 5,328 | 4,776 | 6,436 | 5,072 | 5,435 | 5,896 | 5,788 | 6,031 | 6,323 |
HMO | ||||||||||
Initial Sample | 333 | 501 | 517 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 284 | 316 | 243 | 249 | 378 | 327 | 412 | 336 | 410 | 358 |
Final in-scope sample | 238 | 247 | 198 | 249 | 309 | 275 | 380 | 300 | 366 | 343 |
Institution | ||||||||||
Initial Sample | 80 | 76 | 81 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 80 | 75 | 77 | 105 | 106 | 93 | 157 | 136 | 143 | 140 |
Final in-scope sample | 78 | 72 | 72 | 101 | 92 | 88 | 151 | 128 | 132 | 129 |
Home Health | ||||||||||
Initial Sample | 655 | 534 | 505 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 648 | 516 | 498 | 664 | 511 | 568 | 655 | 760 | 794 | 890 |
Final in-scope sample | 602 | 464 | 446 | 603 | 454 | 487 | 573 | 646 | 677 | 728 |
Office-based physician | ||||||||||
Initial Sample | 27,620 | 25,052 | 25,537 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 13,473 | 15,273 | 10,762 | 10,234 | 11,841 | 11,522 | 15,797 | 14,608 | 17,906 | 13,056 |
Final in-scope sample | 12,062 | 13,492 | 9,533 | 9,148 | 10,441 | 10,169 | 14,065 | 13,236 | 15,904 | 11,957 |
SBD | ||||||||||
Initial Sample | 21,126 | 19,435 | 19,262 | 24,208 | 26,093 | 30,235 | 42,756 | 34,590 | 33,092 | 33,351 |
Sample after subsampling | 21,126 | 19,435 | 19,262 | 24,208 | 26,093 | 30,235 | 29,168 | 34,590 | 33,092 | 33,351 |
Final in-scope sample | 13,013 | 12,410 | 11,364 | 19,874 | 20,868 | 21,222 | 20,080 | 21,968 | 21,829 | 19,786 |
Pharmacy | ||||||||||
Initial Sample | 8,471 | 8,619 | 7,799 | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
Sample after subsampling | 8,471 | 8,619 | 7,799 | 8,935 | 7,960 | 8,270 | 9,250 | 9,246 | 8,812 | 9,001 |
Final in-scope sample | 7,489 | 7,760 | 7,026 | 7,949 | 7,118 | 7,420 | 8,472 | 8,463 | 8,085 | 8,206 |
Table B-1. MPC Sample Sizes, Provider Level, 2016-2019 (continued)
2016 | 2017 | 2018 | 2019 | |
---|---|---|---|---|
Hospital | ||||
Initial Sample | 6,609 | n/a | n/a | n/a |
Sample after subsampling | 6,170 | 7,026 | 7,970 | 6,948 |
Final in-scope sample | n/a | 6,551 | 7,321 | 6,595 |
HMO | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 375 | 369 | 331 | 341 |
Final in-scope sample | 323 | 323 | 299 | 308 |
Institution | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 131 | 168 | 184 | 142 |
Final in-scope sample | 128 | 161 | 166 | 131 |
Home Health | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 908 | 858 | 952 | 891 |
Final in-scope sample | 763 | 713 | 838 | 815 |
Office-based physician | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 14,055 | 16,839 | 15,449 | 17,537 |
Final in-scope sample | 12,903 | 15,105 | 13,677 | 16,000 |
SBD | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 34,627 | 20,936 | 20,002 | 16,602 |
Final in-scope sample | 22,573 | 12,825 | 11,827 | 12,162 |
Pharmacy | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 8,457 | 10,531 | 12,763 | 8,969 |
Final in-scope sample | 7,637 | 9,324 | 11,234 | 7,998 |
Table B-2. MPC Sample Sizes, Pair Level, 1996-2019
1996 | 1997 | 1998 | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | |
---|---|---|---|---|---|---|---|---|---|---|
Hospital | ||||||||||
Initial Sample | 6,729 | 11,694 | 7,922 | 6,712 | 7,849 | 11,798 | 16,481 | 13,876 | 13,175 | 12,933 |
Sample after subsampling | n/a | 8,192 | 6,434 | n/a | 7,849 | 11,377 | 14,477 | 13,094 | 12,772 | 12,601 |
Final in-scope sample | 6,570 | 7,938 | 5,825 | 6,163 | 7,016 | 10,155 | 12,805 | 11,532 | 11,589 | 11,279 |
HMO | ||||||||||
Initial Sample | 534 | 809 | 436 | 555 | 382 | 965 | 1,134 | 939 | 791 | 804 |
Sample after subsampling | n/a | n/a | n/a | n/a | 382 | 791 | 567 | 625 | 665 | 685 |
Final in-scope sample | 924 | 911 | 346 | 472 | 324 | 637 | 477 | 466 | 514 | 514 |
Institution | ||||||||||
Initial Sample | 63 | 85 | 64 | 53 | 66 | 86 | 116 | 86 | 94 | 123 |
Sample after subsampling | n/a | 85 | 70 | n/a | 66 | 86 | 115 | 85 | 94 | 123 |
Final in-scope sample | 53 | 80 | 70 | 45 | 63 | 79 | 107 | 77 | 90 | 113 |
Homecare | ||||||||||
Initial Sample | 461 | 750 | 520 | 394 | 367 | 607 | 713 | 652 | 610 | 689 |
Sample after subsampling | n/a | 750 | 491 | n/a | 367 | 601 | 682 | 641 | 610 | 689 |
Final in-scope sample | 385 | 662 | 445 | 340 | 317 | 471 | 606 | 579 | 555 | 619 |
Office-based physician | ||||||||||
Initial Sample | 13,681 | 19,157 | 12,641 | 11,974 | 17,407 | 33,518 | 42,327 | 36,804 | 34,611 | 33,854 |
Sample after subsampling | n/a | 12,635 | 10,747 | n/a | 17,407 | 26,886 | 19,309 | 19,731 | 26,392 | 24,517 |
Final in-scope sample | 10,251 | 9,632 | 9,334 | 10,409 | 14,935 | 23,376 | 17,198 | 17,692 | 23,446 | 21,821 |
SBD | ||||||||||
Initial Sample | 12,488 | 17,394 | 13,658 | 14,906 | 15,955 | 28,905 | 30,780 | 26,965 | 29,271 | 28,930 |
Sample after subsampling | n/a | 8,697 | 13,658 | n/a | 15,955 | 28,930 | 30,780 | 26,965 | 29,271 | 28,930 |
Final in-scope sample | 9,187 | 6,301 | 9,691 | 10,100 | 9,893 | 17,529 | 19,977 | 17,566 | 18,694 | 18,720 |
Pharmacy | ||||||||||
Initial Sample | 14,531 | 20,248 | 12,321 | 13,183 | 14,847 | 22,165 | 26,046 | 22,438 | 21,720 | 21,077 |
Sample after subsampling | n/a | n/a | n/a | n/a | 14,847 | 22,165 | 26,046 | 22,438 | 21,720 | 21,077 |
Final in-scope sample | 12,146 | 16,241 | 10,386 | 11,317 | 12,728 | 19,256 | 23,057 | 19,649 | 18,571 | 18,159 |
Table B-2. MPC Sample Sizes, Pair Level, 1996-2019 (continued)
2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | |
---|---|---|---|---|---|---|---|---|---|---|
Hospital | ||||||||||
Initial Sample | 13,071 | 11,220 | 11,374 | |||||||
Sample after subsampling | 11,911 | 10,646 | 10,672 | 14,199 | 9,960 | 10,404 | 11,361 | 11,017 | 10,909 | 11,225 |
Final in-scope sample | 10,830 | 9,611 | 9,600 | 12,262 | 8,664 | 8,978 | 10,534 | 10,314 | 10,048 | 10,412 |
HMO | ||||||||||
Initial Sample | 694 | 852 | 968 | |||||||
Sample after subsampling | 594 | 621 | 572 | 601 | 624 | 595 | 764 | 610 | 794 | 833 |
Final in-scope sample | 476 | 459 | 449 | 601 | 478 | 458 | 702 | 541 | 667 | 752 |
Institution | ||||||||||
Initial Sample | 80 | 78 | 81 | |||||||
Sample after subsampling | 80 | 78 | 80 | 113 | 108 | 95 | 159 | 140 | 148 | 147 |
Final in-scope sample | 78 | 75 | 75 | 109 | 92 | 90 | 152 | 132 | 136 | 134 |
Home Health | ||||||||||
Initial Sample | 719 | 574 | 566 | |||||||
Sample after subsampling | 719 | 572 | 564 | 728 | 512 | 609 | 712 | 820 | 842 | 957 |
Final in-scope sample | 661 | 513 | 502 | 656 | 454 | 505 | 615 | 694 | 710 | 773 |
Office-based physician | ||||||||||
Initial Sample | 37,576 | 30,812 | 32,546 | |||||||
Sample after subsampling | 17,139 | 19,201 | 16,713 | 13,386 | 14,256 | 14,583 | 19,945 | 16,921 | 21,280 | 16,727 |
Final in-scope sample | 15,274 | 16,713 | 12,281 | 11,954 | 12,378 | 12,663 | 17,639 | 15,279 | 18,879 | 15,338 |
SBD | ||||||||||
Initial Sample | 31,058 | 26,407 | 27,496 | 27,480 | 30,584 | 38,873 | 49,782 | 43,568 | 41,670 | |
Sample after subsampling | 31,058 | 26,407 | 27,496 | 27,480 | 30,584 | 38,873 | 35,182 | 43,568 | 41,670 | 41,981 |
Final in-scope sample | 18,699 | 16,660 | 16,144 | 22,417 | 23,958 | 26,802 | 23,406 | 27,346 | 27,064 | 24,610 |
Pharmacy | ||||||||||
Initial Sample | 20,990 | 19,052 | 19,678 | 22,587 | 18,761 | 19,807 | 22,731 | |||
Sample after subsampling | 20,990 | 19,052 | 19,678 | 22,587 | 18,761 | 19,807 | 22,731 | 22,192 | 20,405 | 20,826 |
Final in-scope sample | 17,418 | 16,313 | 17,038 | 19,683 | 16,261 | 17,414 | 20,510 | 20,028 | 18,424 | 18,415 |
Table B-2. MPC Sample Sizes, Pair Level, 1996-2019 (continued)
2016 | 2017 | 2018 | 2019 | |
---|---|---|---|---|
Hospital | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 11,088 | 11,059 | 12,979 | 11,473 |
Final in-scope sample | 10,162 | 10,171 | 11,689 | 10,665 |
HMO | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 905 | 704 | 576 | 565 |
Final in-scope sample | 790 | 577 | 490 | 484 |
Institution | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 134 | 173 | 191 | 144 |
Final in-scope sample | 131 | 166 | 169 | 133 |
Home Health | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 984 | 920 | 1,032 | 959 |
Final in-scope sample | 817 | 768 | 906 | 880 |
Office-based physician | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 18,445 | 19,382 | 18,256 | 21,458 |
Final in-scope sample | 16,927 | 17,370 | 16,166 | 19,527 |
SBD | ||||
Initial Sample | n/a | n/a | n/a | n/a |
Sample after subsampling | 42,951 | 23,603 | 22,775 | 91,283 |
Final in-scope sample | 27,490 | 14,437 | 13,313 | 14,091 |
Pharmacy | ||||
Initial Sample | n/a | n/a | n/a | |
Sample after subsampling | 20,218 | 19,262 | 20,872 | 18,263 |
Final in-scope sample | 17,366 | 16,735 | 17,744 | 15,917 |
Table B-3. MPC Data Collection Results, Provider Level, 1996-2019
Initial Sample | Sub-sample | Eligible Sample | Completion Rate | Refusal Rate | Other Nonresponse Rate | |
---|---|---|---|---|---|---|
1996 Providers | ||||||
Hospitals | 3,301 | 3,301 | 3,224 | 0.951 | 0.021 | 0.028 |
Office-based providers | 10,118 | 10,118 | 7,530 | 0.881 | 0.069 | 0.051 |
HMOs | 296 | 296 | 601 | 0.805 | 0.085 | 0.110 |
Home care providers | 415 | 415 | 353 | 0.875 | 0.062 | 0.062 |
Institutions | 59 | 59 | 50 | 0.960 | 0.040 | - |
SBDs | 10,323 | 10,323 | 7,223 | 0.949 | 0.042 | 0.009 |
Pharmacies | 6,109 | 6,109 | 5,321 | 0.722 | 0.061 | 0.217 |
Total | 30,621 | 30,621 | 24,302 | |||
1997 Providers | ||||||
Hospitals | 4,768 | 4,065 | 4,163 | 0.894 | 0.058 | 0.048 |
Office-based providers | 10,095 | 9,666 | 7,047 | 0.871 | 0.053 | 0.069 |
HMOs | 350 | 350 | 467 | 0.717 | 0.090 | 0.193 |
Home care providers | 653 | 653 | 579 | 0.834 | 0.090 | 0.076 |
Institutions | 80 | 80 | 75 | 0.827 | 0.107 | 0.067 |
SBDs | 14,730 | 14,730 | 5,026 | 0.885 | 0.104 | 0.012 |
Pharmacies | 8,574 | 8,574 | 7,335 | 0.700 | 0.068 | 0.232 |
Total | 39,250 | 38,118 | 24,692 | |||
1998 Providers | ||||||
Hospitals | 3,468 | 3,468 | 3,247 | 0.939 | 0.025 | 0.037 |
Office-based providers | 10,483 | 8,403 | 7,356 | 0.861 | 0.043 | 0.096 |
HMOs | 228 | 171 | 155 | 0.871 | 0.103 | 0.026 |
Home care providers | 456 | 420 | 384 | 0.820 | 0.089 | 0.091 |
Institutions | 63 | 69 | 65 | 0.754 | 0.169 | 0.077 |
SBDs | 10,711 | 10,711 | 7,707 | 0.862 | 0.063 | 0.075 |
Pharmacies | 5,734 | 5,734 | 5,167 | 0.838 | 0.084 | 0.079 |
Total | 31,143 | 28,976 | 24,081 | |||
1999 Providers | ||||||
Hospitals | 3,520 | 3,520 | 3,282 | 0.926 | 0.036 | 0.037 |
Office-based providers | 9,202 | 9,202 | 8,075 | 0.888 | 0.053 | 0.058 |
HMOs | 247 | 247 | 225 | 0.876 | 0.080 | 0.044 |
Home care providers | 338 | 338 | 293 | 0.840 | 0.082 | 0.078 |
Institutions | 52 | 52 | 44 | 0.773 | 0.182 | 0.045 |
SBDs | 10,680 | 10,680 | 7,289 | 0.842 | 0.061 | 0.097 |
Pharmacies | 5,703 | 5,703 | 5,058 | 0.822 | 0.079 | 0.099 |
Total | 29,742 | 29,742 | 24,266 | |||
2000 Providers | ||||||
Hospitals | 3,760 | 3,760 | 3,467 | 0.910 | 0.037 | 0.054 |
Office-based providers | 12,962 | 12,962 | 11,167 | 0.864 | 0.071 | 0.065 |
HMOs | 118 | 118 | 113 | 0.929 | 0.035 | 0.035 |
Home care providers | 319 | 319 | 281 | 0.858 | 0.068 | 0.075 |
Institutions | 63 | 63 | 60 | 0.850 | 0.067 | 0.083 |
SBDs | 11,144 | 11,144 | 7,026 | 0.840 | 0.065 | 0.094 |
Pharmacies | 5,762 | 5,762 | 5,152 | 0.820 | 0.078 | 0.102 |
Total | 34,128 | 34,128 | 27,266 | |||
2001 Providers | ||||||
Hospitals | 6,801 | 5,616 | 5,201 | 0.912 | 0.038 | 0.050 |
Office-based providers | 26,344 | 20,651 | 18,078 | 0.850 | 0.069 | 0.081 |
HMOs | 476 | 334 | 287 | 0.899 | 0.021 | 0.066 |
Home care providers | 520 | 509 | 436 | 0.851 | 0.060 | 0.046 |
Institutions | 83 | 82 | 76 | 0.934 | 0.079 | - |
SBDs | 20,644 | 20,644 | 12,891 | 0.795 | 0.094 | 0.111 |
Pharmacies | 9,118 | 9,118 | 8,141 | 0.761 | 0.113 | 0.126 |
Total | 63,986 | 56,954 | 45,110 | |||
2002 Providers | ||||||
Hospitals | 8,811 | 6,780 | 6,325 | 0.900 | 0.048 | 0.045 |
Office-based providers | 32,889 | 15,222 | 13,652 | 0.837 | 0.097 | 0.066 |
HMOs | 559 | 290 | 256 | 0.899 | 0.055 | 0.047 |
Home care providers | 631 | 611 | 537 | 0.823 | 0.093 | 0.084 |
Institutions | 114 | 110 | 103 | 0.913 | 0.058 | 0.029 |
SBDs | 21,385 | 21,385 | 13,976 | 0.773 | 0.121 | 0.106 |
Pharmacies | 10,200 | 10,200 | 9,268 | 0.790 | 0.122 | 0.088 |
Total | 74,589 | 54,598 | 44,117 | |||
2003 Providers | ||||||
Hospitals | 7,806 | 6,023 | 5,580 | 0.898 | 0.047 | 0.055 |
Office-based providers | 28,946 | 15,361 | 13,808 | 0.835 | 0.095 | 0.070 |
HMOs | 506 | 280 | 218 | 0.876 | 0.032 | 0.092 |
Home care providers | 607 | 586 | 527 | 0.850 | 0.068 | 0.082 |
Institutions | 83 | 81 | 73 | 0.945 | 0.027 | 0.027 |
SBDs | 18,613 | 18,613 | 12,154 | 0.828 | 0.104 | 0.068 |
Pharmacies | 8,882 | 8,882 | 8,101 | 0.729 | 0.200 | 0.106 |
Total | 65,443 | 49,826 | 40,461 | |||
2004 Providers | ||||||
Hospitals | 7,567 | 6,094 | 5,671 | 0.920 | 0.027 | 0.053 |
Office-based providers | 27,617 | 20,202 | 18,069 | 0.864 | 0.076 | 0.060 |
HMOs | 420 | 300 | 250 | 0.892 | 0.056 | 0.052 |
Home care providers | 568 | 556 | 509 | 0.809 | 0.108 | 0.083 |
Institutions | 93 | 92 | 89 | 0.910 | 0.056 | 0.034 |
SBDs | 20,094 | 20,094 | 13,225 | 0.840 | 0.076 | 0.084 |
Pharmacies | 8,608 | 8,608 | 7,663 | 0.794 | 0.159 | 0.047 |
Total | 64,967 | 55,946 | 45,476 | |||
2005 Providers | ||||||
Hospitals | 7,461 | 6,059 | 5,600 | 0.931 | 0.026 | 0.043 |
Office-based providers | 26,972 | 18,933 | 16,898 | 0.859 | 0.086 | 0.055 |
HMOs | 422 | 301 | 241 | 0.963 | 0.012 | 0.025 |
Home care providers | 606 | 593 | 539 | 0.810 | 0.111 | 0.080 |
Institutions | 121 | 116 | 108 | 0.963 | 0.009 | 0.028 |
SBDs | 19,810 | 19,810 | 12,971 | 0.846 | 0.075 | 0.077 |
Pharmacies | 8,404 | 8,404 | 7,568 | 0.787 | 0.167 | 0.046 |
Total | 63,796 | 54,216 | 43,925 | |||
2006 Providers | ||||||
Hospitals | 7,447 | 5,884 | 5,484 | 0.941 | 0.022 | 0.037 |
Office-based providers | 27,620 | 13,473 | 12,062 | 0.869 | 0.074 | 0.057 |
HMOs | 333 | 284 | 238 | 0.920 | 0.042 | 0.038 |
Home care providers | 655 | 648 | 602 | 0.856 | 0.080 | 0.065 |
Institutions | 80 | 80 | 78 | 0.808 | 0.115 | 0.077 |
SBDs | 21,126 | 21,126 | 13,013 | 0.823 | 0.111 | 0.066 |
Pharmacies | 8,471 | 8,471 | 7,489 | 0.799 | 0.149 | 0.052 |
Total | 65,732 | 49,966 | 38,966 | |||
2007 Providers | ||||||
Hospitals | 7,110 | 5,708 | 5,328 | 0.944 | 0.023 | 0.033 |
Office-based providers | 25,052 | 15,273 | 13,492 | 0.875 | 0.077 | 0.048 |
HMOs | 501 | 316 | 247 | 0.923 | 0.036 | 0.041 |
Home care providers | 534 | 516 | 464 | 0.883 | 0.060 | 0.057 |
Institutions | 76 | 76 | 72 | 0.930 | 0.042 | 0.028 |
SBDs | 19,435 | 19,435 | 12,410 | 0.874 | 0.072 | 0.054 |
Pharmacies | 8,619 | 8,619 | 7,760 | 0.797 | 0.165 | 0.038 |
Total | 61,327 | 49,943 | 39,773 | |||
2008 Providers | ||||||
Hospitals | 6,470 | 5,126 | 4,776 | 0.946 | 0.022 | 0.035 |
Office-based providers | 25,537 | 10,762 | 9,533 | 0.891 | 0.067 | 0.054 |
HMOs | 517 | 243 | 198 | 0.970 | - | 0.031 |
Home care providers | 505 | 498 | 446 | 0.901 | 0.077 | 0.032 |
Institutions | 81 | 77 | 72 | 0.944 | 0.044 | 0.015 |
SBDs | 19,262 | 19,262 | 11,364 | 0.860 | 0.097 | 0.066 |
Pharmacies | 7,799 | 7,799 | 7,026 | 0.756 | 0.271 | 0.050 |
Total | 60,171 | 43,767 | 33,415 | |||
2009 Providers | ||||||
Hospitals | n/a | 7,391 | 6,436 | 0.890 | 0.012 | 0.098 |
Office-based providers | n/a | 10,234 | 9,148 | 0.801 | 0.003 | 0.227 |
HMOs | n/a | 249 | 249 | - | - | - |
Home care providers | n/a | 664 | 603 | 0.861 | 0.053 | 0.086 |
Institutions | n/a | 105 | 101 | 0.921 | 0.030 | 0.050 |
SBDs | n/a | 24,208 | 19,874 | 0.683 | 0.081 | 0.236 |
Pharmacies | n/a | 8,935 | 7,949 | 0.689 | 0.050 | 0.262 |
Total | n/a | 51,786 | 44,366 | |||
2010 Providers | ||||||
Hospitals | n/a | 5,564 | 5,072 | 0.846 | 0.034 | 0.119 |
Office-based providers | n/a | 11,841 | 10,441 | 0.806 | 0.062 | 0.132 |
HMOs | n/a | 378 | 309 | 0.832 | - | 0.168 |
Home care providers | n/a | 511 | 454 | 0.775 | 0.097 | 0.128 |
Institutions | n/a | 106 | 92 | 0.880 | 0.054 | 0.065 |
SBDs | n/a | 26,093 | 20,868 | 0.565 | 0.101 | 0.335 |
Pharmacies | n/a | 7,960 | 7,118 | 0.610 | 0.015 | 0.283 |
Total | n/a | 52,453 | 44,354 | |||
2011 Providers | ||||||
Hospitals | n/a | 6,034 | 5,435 | 0.919 | 0.016 | 0.065 |
Office-based providers | n/a | 11,522 | 10,169 | 0.890 | 0.023 | 0.086 |
HMOs | n/a | 327 | 275 | 0.869 | - | 0.131 |
Home care providers | n/a | 568 | 487 | 0.893 | 0.035 | 0.072 |
Institutions | n/a | 93 | 88 | 0.920 | 0.023 | 0.057 |
SBDs | n/a | 30,235 | 21,222 | 0.447 | 0.000 | 0.553 |
Pharmacies | n/a | 8,270 | 7,420 | 0.749 | 0.015 | 0.237 |
Total | n/a | 57,049 | 45,096 | |||
2012 Providers | ||||||
Hospitals | n/a | 6,207 | 5,896 | 0.870 | 0.015 | 0.115 |
Office-based providers | n/a | 15,797 | 14,065 | 0.876 | 0.028 | 0.096 |
HMOs | n/a | 412 | 380 | 0.776 | 0.042 | 0.182 |
Home care providers | n/a | 655 | 573 | 0.843 | 0.019 | 0.080 |
Institutions | n/a | 157 | 151 | 0.894 | 0.053 | 0.053 |
SBDs | 42,756 | 29,168 | 20,080 | 0.598 | 0.000 | 0.402 |
Pharmacies | n/a | 9,250 | 8,472 | 0.805 | 0.016 | 0.230 |
Total | n/a | 64,676 | 49,617 | |||
2013 Providers | ||||||
Hospitals | n/a | 6,119 | 5,788 | 0.877 | 0.036 | 0.087 |
Office-based providers | n/a | 14,608 | 13,236 | 0.890 | 0.036 | 0.073 |
HMOs | n/a | 336 | 300 | 0.687 | - | 0.313 |
Home care providers | n/a | 760 | 646 | 0.862 | 0.025 | 0.113 |
Institutions | n/a | 136 | 128 | 0.914 | 0.023 | 7.586 |
SBDs | n/a | 34,590 | 21,968 | 0.578 | 0.008 | 0.414 |
Pharmacies | n/a | 9,246 | 8,463 | 0.846 | 0.013 | 0.138 |
Total | 65,795 | 50,529 | ||||
2014 Providers | ||||||
Hospitals | n/a | 6,442 | 6,031 | 0.848 | 0.001 | 0.151 |
Office-based providers | n/a | 17,906 | 15,904 | 0.865 | 0.001 | 0.134 |
HMOs | n/a | 410 | 366 | 0.719 | - | 0.281 |
Home care providers | n/a | 794 | 677 | 0.861 | - | 0.139 |
Institutions | n/a | 143 | 132 | 0.924 | - | 0.076 |
SBDs | n/a | 33,092 | 21,829 | 0.539 | 0.001 | 0.460 |
Pharmacies | n/a | 8,812 | 8,085 | 0.852 | 0.011 | 0.137 |
Total | 67,599 | 53,024 | ||||
2015 Providers | ||||||
Hospitals | n/a | 6,719 | 6,323 | 0.811 | 0.053 | 0.136 |
Office-based providers | n/a | 13,056 | 11,957 | 0.849 | 0.039 | 0.113 |
HMOs | n/a | 358 | 343 | 0.813 | - | 0.187 |
Home care providers | n/a | 890 | 728 | 0.794 | 0.008 | 0.198 |
Institutions | n/a | 140 | 129 | 0.884 | - | 0.116 |
SBDs | n/a | 33,351 | 19,786 | 0.591 | 0.000 | 0.408 |
Pharmacies | n/a | 9,001 | 8,206 | 0.881 | 0.003 | 0.116 |
Total | 63,515 | 47,472 | ||||
2016 Providers | ||||||
Hospitals | n/a | 6,609 | 6,170 | 0.861 | 0.024 | 0.116 |
Office-based providers | n/a | 14,055 | 12,903 | 0.869 | 0.020 | 0.111 |
HMOs | n/a | 375 | 323 | 0.833 | 0.000 | 0.167 |
Home care providers | n/a | 908 | 763 | 0.847 | 0.007 | 0.147 |
Institutions | n/a | 131 | 128 | 0.906 | 0.000 | 0.094 |
SBDs | n/a | 34,627 | 22,573 | 0.549 | 0.036 | 0.415 |
Pharmacies | n/a | 8,457 | 7,637 | 0.906 | 0.001 | 0.093 |
Total | 65,162 | 50,497 | ||||
2017 Providers | ||||||
Hospitals | n/a | 7,026 | 6,551 | 0.879 | 0.006 | 0.115 |
Office-based providers | n/a | 16,839 | 15,105 | 0.824 | 0.007 | 0.168 |
HMOs | n/a | 369 | 323 | 0.910 | 0.000 | 0.090 |
Home care providers | n/a | 858 | 713 | 0.851 | 0.000 | 0.149 |
Institutions | n/a | 168 | 161 | 0.913 | 0.000 | 0.087 |
SBDs | n/a | 20,936 | 12,825 | 0.670 | 0.000 | 0.330 |
Pharmacies | n/a | 10,531 | 9,324 | 0.872 | 0.000 | 0.128 |
Total | 56,727 | 45,002 | ||||
2018 Providers | ||||||
Hospitals | n/a | 7,970 | 7,321 | 0.881 | 0.005 | 0.114 |
Office-based providers | n/a | 15,449 | 13,677 | 0.820 | 0.003 | 0.177 |
HMOs | n/a | 331 | 299 | 0.890 | 0.000 | 0.110 |
Home care providers | n/a | 952 | 838 | 0.850 | 0.001 | 0.149 |
Institutions | n/a | 184 | 166 | 0.910 | 0.000 | 0.090 |
SBDs | n/a | 20,002 | 11,827 | 0.682 | 0.001 | 0.317 |
Pharmacies | n/a | 12,763 | 11,234 | 0.896 | 0.013 | 0.091 |
Total | n/a | 57,651 | 45,362 | |||
2019 Providers | ||||||
Hospitals | n/a | 6,948 |
6,595 |
0.584 |
0.009 |
0.407 |
Office-based providers | n/a | 17,537 | 16,000 | 0.658 | 0.004 | 0.339 |
HMOs | n/a | 341 | 308 | 0.711 | 0.000 | 0.289 |
Home care providers | n/a | 891 | 815 | 0.804 | 0.000 | 0.196 |
Institutions | n/a | 142 | 131 | 0.824 | 0.000 | 0.176 |
SBDs | n/a | 16,602 | 12,162 | 0.474 | 0.002 | 0.524 |
Pharmacies | n/a | 8,969 | 7,998 | 0.810 | 0.007 | 0.184 |
Total | n/a | 51,430 | 44,009 | |||
Table B-4. MPC Data Collection Results, Pair Level, 1996-2019
Initial Sample | Sub-sample | Eligible Sample | Completion Rate | Refusal Rate | Other Nonresponse Rate | |
---|---|---|---|---|---|---|
1996 Pairs | ||||||
Hospitals | 6,729 | 6,729 | 6,570 | 0.932 | 0.038 | 0.030 |
Office-based providers | 13,681 | 13,681 | 10,251 | 0.865 | 0.079 | 0.056 |
HMOs | 534 | 534 | 924 | 0.803 | 0.105 | 0.092 |
Home care providers | 461 | 461 | 385 | 0.875 | 0.057 | 0.068 |
Institutions | 63 | 63 | 53 | 0.943 | 0.057 | 0.000 |
SBDs | 12,488 | 12,488 | 8,689 | 0.937 | 0.056 | 0.007 |
Pharmacies | 14,531 | 14,531 | 12,146 | 0.671 | ||
Total | 48,487 | 48,487 | 39,018 | |||
1997 Pairs | ||||||
Hospitals | 11,694 | 8,192 | 7,938 | 0.874 | 0.070 | 0.056 |
Office-based providers | 19,157 | 12,635 | 10,062 | 0.862 | 0.062 | 0.076 |
HMOs | 809 | 809 | 911 | 0.626 | 0.156 | 0.218 |
Home care providers | 750 | 750 | 662 | 0.823 | 0.095 | 0.082 |
Institutions | 85 | 85 | 80 | 0.825 | 0.113 | 0.063 |
SBDs | 17,397 | 8,697 | 5,964 | 0.865 | 0.123 | 0.013 |
Pharmacies | 20,248 | 20,248 | 16,241 | 0.672 | 0.075 | 0.253 |
Total | 70,140 | 51,416 | 41,858 | |||
1998 Pairs | ||||||
Hospitals | 7,922 | 6,434 | 5,824 | 0.925 | 0.031 | 0.044 |
Office-based providers | 12,641 | 10,747 | 9,334 | 0.852 | 0.050 | 0.098 |
HMOs | 436 | 436 | 346 | 0.832 | 0.133 | 0.035 |
Home care providers | 520 | 491 | 445 | 0.825 | 0.085 | 0.090 |
Institutions | 64 | 70 | 65 | 0.754 | 0.169 | 0.077 |
SBDs | 13,658 | 13,658 | 9,687 | 0.836 | 0.084 | 0.080 |
Pharmacies | 12,321 | 12,321 | 10,388 | 0.793 | 0.116 | 0.091 |
Total | 47,562 | 44,157 | 36,089 | |||
1999 Pairs | ||||||
Hospitals | 6,712 | 6,712 | 6,160 | 0.909 | 0.053 | 0.039 |
Office-based providers | 11,974 | 11,974 | 10,409 | 0.879 | 0.061 | 0.060 |
HMOs | 555 | 555 | 472 | 0.886 | 0.068 | 0.047 |
Home care providers | 394 | 394 | 340 | 0.818 | 0.088 | 0.094 |
Institutions | 53 | 53 | 45 | 0.756 | 0.200 | 0.044 |
SBDs | 14,907 | 14,907 | 10,101 | 0.808 | 0.091 | 0.100 |
Pharmacies | 13,183 | 13,183 | 11,317 | 0.788 | 0.099 | 0.113 |
Total | 47,778 | 47,778 | 38,844 | |||
2000 Pairs | ||||||
Hospitals | 7,849 | 7,849 | 7,016 | 0.891 | 0.056 | 0.053 |
Office-based providers | 17,407 | 17,407 | 14,935 | 0.854 | 0.079 | 0.067 |
HMOs | 382 | 382 | 324 | 0.873 | 0.059 | 0.068 |
Home care providers | 367 | 367 | 317 | 0.864 | 0.063 | 0.073 |
Institutions | 66 | 66 | 63 | 0.825 | 0.095 | 0.079 |
SBDs | 15,955 | 15,955 | 9,893 | 0.823 | 0.094 | 0.084 |
Pharmacies | 14,847 | 14,847 | 12,728 | 0.768 | 0.105 | 0.127 |
Total | 56,873 | 56,873 | 45,276 | |||
2001 Pairs | ||||||
Hospitals | 11,798 | 11,377 | 10,155 | 0.899 | 0.023 | 0.051 |
Office-based providers | 33,518 | 26,886 | 23,376 | 0.843 | 0.077 | 0.081 |
HMOs | 965 | 791 | 637 | 0.878 | 0.028 | 0.094 |
Home care providers | 607 | 601 | 471 | 0.847 | 0.064 | 0.089 |
Institutions | 86 | 86 | 79 | 0.937 | 0.051 | 0.013 |
SBDs | 28,905 | 28,905 | 17,529 | 0.778 | 0.127 | 0.095 |
Pharmacies | 22,165 | 22,165 | 19,256 | 0.703 | 0.144 | 0.153 |
Total | 98,044 | 90,811 | 71,503 | |||
2002 Pairs | ||||||
Hospitals | 16,481 | 14,477 | 12,805 | 0.895 | 0.061 | 0.045 |
Office-based providers | 42,327 | 19,309 | 17,198 | 0.832 | 0.104 | 0.065 |
HMOs | 1,134 | 567 | 477 | 0.870 | 0.052 | 0.078 |
Home care providers | 713 | 682 | 606 | 0.820 | 0.100 | 0.081 |
Institutions | 116 | 115 | 107 | 0.907 | 0.056 | 0.037 |
SBDs | 30,780 | 30,780 | 19,977 | 0.745 | 0.160 | 0.095 |
Pharmacies | 26,046 | 26,046 | 23,057 | 0.734 | 0.156 | 0.110 |
Total | 117,597 | 91,976 | 74,227 | |||
2003 Pairs | ||||||
Hospitals | 13,876 | 13,094 | 11,532 | 0.895 | 0.052 | 0.054 |
Office-based providers | 36,804 | 19,731 | 17,692 | 0.828 | 0.103 | 0.070 |
HMOs | 939 | 625 | 466 | 0.852 | 0.054 | 0.094 |
Home care providers | 652 | 641 | 579 | 0.853 | 0.067 | 0.079 |
Institutions | 86 | 85 | 77 | 0.948 | 0.026 | 0.026 |
SBDs | 26,965 | 26,965 | 17,566 | 0.804 | 0.152 | 0.045 |
Pharmacies | 22,438 | 22,438 | 19,649 | 0.671 | 0.251 | 0.078 |
Total | 101,760 | 83,579 | 67,561 | |||
2004 Pairs | ||||||
Hospitals | 13,175 | 12,772 | 11,589 | 0.922 | 0.028 | 0.050 |
Office-based providers | 34,611 | 26,392 | 23,446 | 0.858 | 0.084 | 0.058 |
HMOs | 791 | 665 | 514 | 0.813 | 0.088 | 0.099 |
Home care providers | 610 | 610 | 555 | 0.805 | 0.115 | 0.080 |
Institutions | 94 | 94 | 90 | 0.911 | 0.056 | 0.033 |
SBDs | 29,271 | 29,271 | 18,694 | 0.827 | 0.103 | 0.070 |
Pharmacies | 21,720 | 21,720 | 18,571 | 0.715 | 0.214 | 0.071 |
Total | 100,272 | 91,524 | 73,459 | |||
2005 Pairs | ||||||
Hospitals | 12,933 | 12,601 | 11,279 | 0.923 | 0.036 | 0.041 |
Office-based providers | 33,854 | 24,517 | 21,821 | 0.852 | 0.094 | 0.054 |
HMOs | 804 | 685 | 514 | 0.955 | 0.014 | 0.031 |
Home care providers | 689 | 689 | 619 | 0.816 | 0.113 | 0.071 |
Institutions | 123 | 123 | 113 | 0.965 | 0.009 | 0.027 |
SBDs | 28,930 | 28,930 | 18,720 | 0.824 | 0.114 | 0.063 |
Pharmacies | 21,077 | 21,077 | 18,159 | 0.711 | 0.214 | 0.075 |
Total | 98,410 | 88,622 | 71,225 | |||
2006 Pairs | ||||||
Hospitals | 13,071 | 11,911 | 10,830 | 0.934 | 0.031 | 0.035 |
Office-based providers | 37,576 | 17,139 | 15,274 | 0.861 | 0.082 | 0.056 |
HMOs | 694 | 594 | 476 | 0.903 | 0.059 | 0.038 |
Home care providers | 719 | 719 | 661 | 0.847 | 0.082 | 0.071 |
Institutions | 80 | 80 | 78 | 0.808 | 0.115 | 0.077 |
SBDs | 31,058 | 31,058 | 18,699 | 0.807 | 0.144 | 0.049 |
Pharmacies | 20,990 | 20,990 | 17,418 | 0.734 | 0.196 | 0.070 |
Total | 104,188 | 82,491 | 63,436 | |||
2007 Pairs | ||||||
Hospitals | 11,220 | 10,646 | 9,611 | 0.929 | 0.032 | 0.039 |
Office-based providers | 30,812 | 19,021 | 16,713 | 0.870 | 0.083 | 0.047 |
HMOs | 852 | 621 | 459 | 0.919 | 0.046 | 0.035 |
Home care providers | 574 | 572 | 513 | 0.887 | 0.057 | 0.056 |
Institutions | 78 | 78 | 75 | 0.933 | 0.040 | 0.027 |
SBDs | 26,407 | 26,407 | 16,660 | 0.864 | 0.046 | 0.090 |
Pharmacies | 19,052 | 19,052 | 16,313 | 0.737 | 0.217 | 0.046 |
Total | 88,995 | 76,397 | 60,344 | |||
2008 Pairs | ||||||
Hospitals | 11,374 | 10,672 | 9,600 | 0.943 | 0.026 | 0.034 |
Office-based providers | 32,546 | 13,917 | 12,281 | 0.884 | 0.077 | 0.054 |
HMOs | 968 | 572 | 449 | 0.958 | 0.002 | 0.042 |
Home care providers | 566 | 564 | 502 | 0.902 | 0.077 | 0.031 |
Institutions | 81 | 80 | 75 | 0.947 | 0.042 | 0.014 |
SBDs | 27,496 | 27,496 | 16,144 | 0.846 | 0.133 | 0.049 |
Pharmacies | 19,678 | 19,678 | 17,038 | 0.706 | 0.356 | 0.060 |
Total | 92,709 | 72,979 | 56,089 | |||
2009 Pairs | ||||||
Hospitals | n/a | 14,199 | 12,262 | 0.877 | 0.014 | 0.109 |
Office-based providers | n/a | 13,386 | 11,954 | 0.798 | 0.055 | 0.136 |
HMOs | n/a | 601 | 601 | - | - | - |
Home care providers | n/a | 728 | 656 | 0.854 | 0.055 | 0.087 |
Institutions | n/a | 113 | 109 | 0.927 | 0.028 | 0.046 |
SBDs | n/a | 27,480 | 22,417 | 0.683 | 0.084 | 0.233 |
Pharmacies | n/a | 22,587 | 19,683 | 0.632 | 0.260 | 0.108 |
Total | n/a | 79,094 | 67,682 | |||
2010 Pairs | ||||||
Hospitals | n/a | 9,960 | 8,664 | 0.825 | 0.055 | 0.120 |
Office-based providers | n/a | 14,256 | 12,378 | 0.801 | 0.073 | 0.126 |
HMOs | n/a | 624 | 478 | 0.791 | - | 0.209 |
Home care providers | n/a | 512 | 454 | 0.773 | 0.106 | 0.121 |
Institutions | n/a | 108 | 92 | 0.880 | 0.054 | 0.065 |
SBDs | n/a | 30,584 | 23,958 | 0.552 | 0.112 | 0.336 |
Pharmacies | n/a | 18,761 | 16,261 | 0.661 | 0.020 | 0.319 |
Total | n/a | 74,805 | 62,285 | |||
2011 Pairs | ||||||
Hospitals | n/a | 10,404 | 8,978 | 0.909 | 0.043 | 0.047 |
Office-based providers | n/a | 14,583 | 12,663 | 0.887 | 0.057 | 0.056 |
HMOs | n/a | 595 | 458 | 0.856 | - | 0.144 |
Home care providers | n/a | 609 | 505 | 0.889 | 0.036 | 0.075 |
Institutions | n/a | 95 | 90 | 0.900 | 0.056 | 0.044 |
SBDs | n/a | 38,873 | 26,802 | 0.441 | 0.033 | 0.525 |
Pharmacies | n/a | 19,807 | 17,414 | 0.730 | 0.022 | 0.248 |
Total | n/a | 84,966 | 66,910 | |||
2012 Pairs | ||||||
Hospitals | n/a | 11,361 | 10,534 | 0.846 | 0.032 | 0.122 |
Office-based providers | n/a | 19,945 | 17,639 | 0.868 | 0.056 | 0.076 |
HMOs | n/a | 764 | 702 | 0.715 | 0.056 | 0.229 |
Home care providers | n/a | 712 | 615 | 0.849 | 0.080 | 0.072 |
Institutions | n/a | 159 | 152 | 0.895 | 0.053 | 0.053 |
SBDs | 49,782 | 35,182 | 23,406 | 0.576 | 0.019 | 0.405 |
Pharmacies | n/a | 22,731 | 20,510 | 0.743 | 0.030 | 0.226 |
Total | n/a | 90,854 | 73,558 | |||
2013 Pairs | ||||||
Hospitals | n/a | 11,017 | 10,314 | 0.865 | 0.074 | 0.061 |
Office-based providers | n/a | 16,921 | 15,279 | 0.886 | 0.060 | 0.054 |
HMOs | n/a | 610 | 541 | 0.643 | 0.331 | 0.023 |
Home care providers | n/a | 820 | 694 | 0.846 | 0.097 | 0.058 |
Institutions | n/a | 140 | 132 | 0.902 | 0.045 | 0.053 |
SBDs | n/a | 43,568 | 27,346 | 0.555 | 0.035 | 0.410 |
Pharmacies | n/a | 22,192 | 20,028 | 0.763 | 0.072 | 0.165 |
Total | 95,268 | 74,334 | ||||
2014 Pairs | ||||||
Hospitals | n/a | 10,909 | 10,048 | 0.835 | 0.045 | 0.120 |
Office-based providers | n/a | 21,280 | 18,879 | 0.863 | 0.051 | 0.000 |
HMOs | n/a | 794 | 667 | 0.705 | - | 0.295 |
Home care providers | n/a | 842 | 710 | 0.856 | 0.075 | 0.069 |
Institutions | n/a | 148 | 136 | 0.919 | 0.037 | 0.044 |
SBDs | n/a | 41,670 | 27,064 | 0.509 | 0.034 | 0.457 |
Pharmacies | n/a | 20,405 | 18,424 | 0.792 | 0.029 | 0.179 |
Total | 96,048 | 75,928 | ||||
2015 Pairs | ||||||
Hospitals | n/a | 11,225 | 10,412 | 0.805 | 0.093 | 0.102 |
Office-based providers | n/a | 16,727 | 15,338 | 0.845 | 0.082 | 0.073 |
HMOs | n/a | 833 | 752 | 0.742 | - | 0.258 |
Home care providers | n/a | 957 | 773 | 0.796 | 0.106 | 0.098 |
Institutions | n/a | 147 | 134 | 0.888 | 0.052 | 0.060 |
SBDs | n/a | 41,981 | 24,610 | 0.567 | 0.048 | 0.385 |
Pharmacies | n/a | 20,826 | 18,415 | 0.832 | 0.023 | 0.145 |
Total | 92,696 | 70,434 | ||||
2016 Pairs | ||||||
Hospitals | n/a | 11,088 | 10,162 | 0.851 | 0.081 | 0.068 |
Office-based providers | n/a | 18,445 | 16,927 | 0.861 | 0.070 | 0.069 |
HMOs | n/a | 905 | 790 | 0.766 | - | 0.234 |
Home care providers | n/a | 984 | 817 | 0.841 | 0.111 | 0.048 |
Institutions | n/a | 134 | 131 | 0.908 | 0.046 | 0.046 |
SBDs | n/a | 42,951 | 27,490 | 0.539 | 0.050 | 0.412 |
Pharmacies | n/a | 20,218 | 17,366 | 0.850 | 0.067 | 0.083 |
Total | n/a | 94,725 | 73,683 | |||
2017 Pairs | ||||||
Hospitals | n/a | 11,059 | 10,171 | 0.870 | 0.048 | 0.082 |
Office-based providers | n/a | 19,382 | 17,370 | 0.820 | 0.036 | 0.144 |
HMOs | n/a | 704 | 577 | 0.896 | - | 0.104 |
Home care providers | n/a | 920 | 768 | 0.850 | 0.073 | 0.077 |
Institutions | n/a | 173 | 166 | 0.916 | 0.018 | 0.066 |
SBDs | n/a | 23,063 | 14,437 | 0.661 | 0.072 | 0.267 |
Pharmacies | n/a | 19,262 | 16,735 | 0.858 | 0.025 | 0.117 |
Total | n/a | 75,103 | 60,224 | |||
2018 Pairs | ||||||
Hospitals | n/a | 12,979 | 11,689 | 0.877 | 0.028 | 0.095 |
Office-based providers | n/a | 18,256 | 16,166 | 0.824 | 0.036 | 0.140 |
HMOs | n/a | 576 | 490 | 0.855 | 0.043 | 0.102 |
Home care providers | n/a | 1,032 | 906 | 0.849 | 0.044 | 0.107 |
Institutions | n/a | 191 | 169 | 0.905 | 0.018 | 0.077 |
SBDs | n/a | 22,775 | 13,313 | 0.680 | 0.050 | 0.270 |
Pharmacies | n/a | 20,872 | 17,744 | 0.878 | 0.050 | 0.072 |
Total | n/a | 76,681 | 60,477 | |||
2019 Pairs | ||||||
Hospitals | n/a | 11,473 |
10,665 |
0.572 | 0.032 | 0.396 |
Office-based providers | n/a | 21,458 | 19,527 | 0.653 | 0.024 | 0.323 |
HMOs | n/a | 565 | 484 | 0.702 | 0.000 | 0.298 |
Home care providers | n/a | 959 | 880 | 0.802 | 0.026 | 0.172 |
Institutions | n/a | 144 | 133 | 0.820 | 0.053 | 0.128 |
SBDs | n/a | 19,283 | 14,091 | 0.473 | 0.046 | 0.481 |
Pharmacies | n/a | 18,263 | 15,917 | 0.771 | 0.062 | 0.167 |
Total | n/a | 72,145 | 61,697 |
1The 2019 MPC refers to the data collected about calendar year 2019 medical events which are matched with data from the 2019 Household Component (HC) of MEPS. Data collection for 2019 MPC began in February 2020 and continued through January, 2021 (see Section 3.4).
2 Note that these counts and percentages are based on participation at the contact group level, not individual providers. As noted in section 2, contact groups may consist of multiple providers as, for example, a group practice that employs a number of physicians or a healthcare system that may contain several Hospitals. Note as well that contact group is a different metric than the concept of "provider wave" reported in the MPC prior to 2009. In a provider wave, a provider is counted once for each wave of the sample in which it is represented. Table 3.1 reports the percentage of contact groups that provided medical and patient account records.
Answers are required for the following in order to be a full complete event:
An event can still be a full complete if we have “don’t know” in any of the following:
Pair-level
Critical Items
Item | Item is complete if: | Hospital | OBD | Home Health Agency HCH-Health HCN-Non-Health |
Institution | SBD |
---|---|---|---|---|---|---|
|
Valid dates Don’t Know Refusal |
A2a | A1 | |||
|
Valid date Don’t Know Refusal |
A2c | B1 | |||
|
Valid dates Don’t Know Refusal |
E1 (HCH) D1 (HCN) |
B2b | |||
|
Verbatim description or ICD-9 code Don’t Know Refusal |
E2 | ||||
|
Number of hours for each type (includes 0) Don’t Know Refusal |
E3(HCH) D2(HCN) |
||||
|
Valid dates Don’t Know Refusal |
A5d | B2b | |||
|
(For each location) Yes No Don’t Know Refusal |
B3 | ||||
|
Description or CPT code Don’t Know Refusal |
A6a | B5a | E4 | ||
|
Valid DRG None Don’t Know Refusal |
A8 | ||||
|
Description or CPT code Don’t Know Refusal |
A10a | B5a | |||
|
Fee or capitated | C3 | C3 | Q5 | C5 | |
|
Dollar value Don’t Know Refusal |
Q6 | ||||
|
(For each source) Dollar value (includes 0) Don’t Know Refusal |
C4 | C4 | C4a | Q7 Q11a Q13 Q16 |
C4 |
|
Dollar value (includes 0) Don’t Know Refusal |
C4 Other Loop |
C4 Other Loop |
C4 Other Loop |
C7, Q11a, Q13, Q16 Other Loop |
C4 Other Loop |
|
(For each source) Yes No Don’t Know Refusal |
C7a | C7a | |||
|
Dollar value (includes 0) Don’t Know Refusal |
Q20 | ||||
|
Dollar value (includes 0) Don’t Know Refusal |
Q20 Other Loop | ||||
|
Yes No Don’t Know Refusal |
Q21f |
Non-Pharmacy Providers. For hospital, OBD, HMO, Home Health, Institution, and SBD providers, the definition of partially complete events was expanded. In the 2010 MPC data collection and earlier, for a pair to be considered partially complete at least one event had to have a valid response for all critical items (no “don’t know,” “refusal,” or missing entries). At the event level, if one critical item has a “don’t know,” “refusal,” or missing entry, the event is coded as “final critical item missing.” Because of a modification in the procedures for matching MPC events to HC events in the 2010 MPC, events coded as “final critical item missing” are included as events that could be matched. For this reason, beginning with the 2011 data collection and in subsequent cycles, criteria for partially complete events were revised to include events with at least one critical item answered.
Item | Item is complete if: | Item Number |
---|---|---|
|
NDC: 11 DIGITS Don’t Know Refusal Drug Name: Text Don’t Know Refusal |
Q2a / Q2b |
|
Numeric value Don’t Know Refusal |
Q2c / Q2c1 |
|
Range of Units & Other Specify Don’t Know Refusal |
Q2d / Q2d2 |
|
Range of Forms & Other Specify | Q2e |
|
Numeric value up to 3 decimal points Don’t Know Refusal |
Q3a |
|
Dollar Value $0 – $500 Don’t Know Refusal |
Q5 |
|
Range of Types & Other Specify Don’t Know Refusal |
Q6 |
|
Dollar value $0 – $5000 Don’t Know Refusal |
Q7 |